nLIGHT, INC. SEVENTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT April 28, 2017Rights Agreement • December 20th, 2017 • Nlight, Inc. • Semiconductors & related devices • Washington
Contract Type FiledDecember 20th, 2017 Company Industry JurisdictionThis Seventh Amended and Restated Investors’ Rights Agreement (the “Agreement”) is made as of the 28th day of April, 2017, by and among nLight, Inc., a Delaware corporation (the “Company”), PacWest Bancorp (“PacWest”), Multiplier Growth Partners SPV I, LP (“Multiplier”, and together with PacWest, the “Lenders”), nLight Holdings, LLC, a Washington limited liability corporation (“nLight Holdings”), the holders of Series C Preferred Stock of the Company listed on Exhibit A hereto (the “Series C Investors”), the holders of Series D Preferred Stock of the Company listed on Exhibit B hereto (the “Series D Investors”), the holders of Series E Preferred Stock of the Company listed on Exhibit C hereto (the “Series E Investors”), the holders of Series F Preferred Stock of the Company listed on Exhibit D hereto (the “Series F Investors”) and the holders of Series G Preferred Stock of the Company listed on Exhibit E hereto (the “Series G Investors”) (the Series C Investors, the Series D Investors,
ContractNlight, Inc. • December 20th, 2017 • Semiconductors & related devices • Washington
Company FiledDecember 20th, 2017 Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN ACCORDANCE WITH APPLICABLE LAW.
WARRANT TO PURCHASE STOCKNlight, Inc. • December 20th, 2017 • Semiconductors & related devices • Delaware
Company FiledDecember 20th, 2017 Industry JurisdictionTHIS WARRANT CERTIFIES THAT, for value received, receipt of which is hereby acknowledged, MULTIPLIER GROWTH PARTNERS SPV I, LP (“Holder”) is entitled to purchase the number of fully paid and nonassessable shares of the Class of Stock (the “Shares”) of NLIGHT PHOTONICS CORPORATION, a Delaware corporation (the “Company”) at the initial exercise price per Share (the “Warrant Price”) set forth above, as constituted on the date hereof and as adjusted pursuant to the other terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant is being issued pursuant to a Loan and Security Agreement between the Company and Holder dated on or about the date hereof (the “Loan Agreement”) (Capitalized terms used herein, which are not defined, shall have the meanings set forth in the Loan Agreement.)
Amended and Restated Change in Control Severance Agreement nLIGHT, INC. AMENDED AND RESTATED CHANGE IN CONTROL SEVERANCE AGREEMENTControl Severance Agreement • December 20th, 2017 • Nlight, Inc. • Semiconductors & related devices • Washington
Contract Type FiledDecember 20th, 2017 Company Industry JurisdictionThis Amended and Restated Change in Control Severance Agreement (the “Agreement”) is made and entered into by and between Scott Keeney (“Executive”) and nLIGHT, Inc. (the “Company”), effective as of June 9, 2017 (the “Effective Date”).
NLIGHT, INC. PRC STOCK OPTION AGREEMENTPRC Stock Option Agreement • December 20th, 2017 • Nlight, Inc. • Semiconductors & related devices • Washington
Contract Type FiledDecember 20th, 2017 Company Industry JurisdictionnLIGHT, Inc. (the “Company”) hereby grants you, [NAME OF SERVICE PROVIDER] (the “Optionee”), an option (the “Option”) under the Company’s 2001 Stock Option Plan (the “Plan”) to purchase Common Stock (“Shares”) of the Company. Subject to the provisions of the Plan and the Option Agreement attached hereto as Exhibit A, the principal features of the Option are as follows:
nLIGHT, Inc.2001 Stock Option Plan • December 20th, 2017 • Nlight, Inc. • Semiconductors & related devices • Washington
Contract Type FiledDecember 20th, 2017 Company Industry JurisdictionUnless otherwise defined herein, the terms defined in the 2001 Stock Option Plan shall have the same defined meanings in this Stock Option Agreement.