WARRANT AGREEMENT DATED AS OF MAY 14, 1997Warrant Agreement • August 14th, 1997 • Hawaiian Natural Water Co Inc • Wholesale-groceries & related products • New York
Contract Type FiledAugust 14th, 1997 Company Industry Jurisdiction
UNDERWRITER'S WARRANT AGREEMENT dated as of May 14, 1997 by and between HAWAIIAN NATURAL WATER COMPANY, INC., a Hawaii corporation (the "Company"), and JOSEPH STEVENS & COMPANY, INC. ("Joseph Stevens") (Joseph Stevens is hereinafter referred to...Underwriter's Warrant Agreement • August 14th, 1997 • Hawaiian Natural Water Co Inc • Wholesale-groceries & related products • New York
Contract Type FiledAugust 14th, 1997 Company Industry Jurisdiction
FINANCIAL ADVISORY AND CONSULTING AGREEMENT This Agreement is made and entered into as of this 14th day of May, 1997, by and between HAWAIIAN NATURAL WATER COMPANY, INC., a Hawaii corporation (the "Company"), and JOSEPH STEVENS & COMPANY, INC. (the...Financial Advisory and Consulting Agreement • August 14th, 1997 • Hawaiian Natural Water Co Inc • Wholesale-groceries & related products • New York
Contract Type FiledAugust 14th, 1997 Company Industry Jurisdiction
2,000,000 UNITS, EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE REDEEMABLE WARRANT HAWAIIAN NATURAL WATER COMPANY, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 14th, 1997 • Hawaiian Natural Water Co Inc • Wholesale-groceries & related products • New York
Contract Type FiledAugust 14th, 1997 Company Industry Jurisdiction
Joseph Stevens & Company, L.P. 33 Maiden Lane New York, NY 10038 Ladies and Gentlemen: In order to induce Joseph Stevens & Company, L.P. (the "Underwriter") and Hawaiian Natural Water Company, Inc. (the "Company") to enter into an underwriting...Lock-Up Agreement • August 14th, 1997 • Hawaiian Natural Water Co Inc • Wholesale-groceries & related products
Contract Type FiledAugust 14th, 1997 Company IndustryIn order to induce Joseph Stevens & Company, L.P. (the "Underwriter") and Hawaiian Natural Water Company, Inc. (the "Company") to enter into an underwriting agreement (the "Underwriting Agreement") with respect to the offering of securities issued by the Company, the undersigned intending to be legally bound hereby agrees that for a period commencing on the date hereof and ending eighteen (18) months following the effective date of the registration statement (the "Registration Statement") relating to the underwritten public offering of securities issued by the Company, he, she or it will not, without the prior written consent of the Underwriter, directly or indirectly, issue, offer to sell, sell, grant an option for the sale of, assign, transfer, pledge, hypothecate or otherwise encumber or dispose of any securities issued by the Company, including common stock or securities convertible into or exchangeable or exercisable for or evidencing any right to purchase or subscribe for any sha