APPENDIX C CUSTODY AGREEMENT COMPENSATIONCustody Agreement • October 18th, 2011 • Vericimetry Funds
FORM OF TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
THIS TRANSFER AGENCY AGREEMENT is made as of this __ day of ____, 2011, by and between Vericimetry Funds, a Delaware statutory trust (the "Trust"), and UMB Fund Services, Inc., a Wisconsin corporation ("UMBFS").
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
THIS AGREEMENT (the "Agreement") is made as of this 30th day of August, 2011, by and between Vericimetry Funds, a Delaware statutory trust (the "Trust"), and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Distributor").
VERICIMETRY FUNDS FORM OF INVESTMENT MANAGMENT AGREEMENTInvestment Management Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
Agreement made this 19th day of July, 2011, (the "Agreement") by and between VERICIMETRY FUNDS, a Delaware statutory trust (the "Trust") consisting of the series set forth in Exhibit A, as may be amended from time to time (each series a "Fund" and, collectively, the "Funds"), and VERICIMETRY ADVISORS LLC (the "Adviser"), an investment adviser registered with the U.S. Securities and Exchange Commission (the "SEC").
AGREEMENT AND DECLARATION OF TRUST Of VERICIMETRY FUNDS a Delaware Statutory Trust Principal Place of Business: Los Angeles, CA 90017 Dated as of July 2, 2011Trust Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
Page ARTICLE I THE TRUST 5 1.1 Name 5 1.2 Definitions 5 ARTICLE II PURPOSE OF THE TRUST 7 ARTICLE III BOARD OF TRUSTEES 8 3.1 Number and Qualification 8 3.2 Term and Election 8 3.3 Resignation and Removal 8 3.4 Vacancies 8 3.5 Meetings 8 3.6 Trustee Action by Written Consent 8 3.7 Officers 8 3.8 General Powers and Duties 9 3.9 Investments 9 3.10 Legal Title 9 3.11 Issuance and Repurchase of Shares 9 3.12 Borrow Money or Utilize Leverage 10 3.13 Delegation; Committees 10 3.14 Collection and Payment 10 3.15 Expenses 10 3.16 Ownership of Assets of the Trust 11 3.17 By-Laws 11 3.18 Miscellaneous Powers 11 3.19 Further Powers 12 ARTICLE IV SERIES AND CLASSES OF SHARES 12 4.1 Classification of Shares 12 4.2 Establishment and Designation 13 4.3 Separate and Distinct Nature 13 4.4 Conversion Rights 13 4.5 Rights and Preferences 13 ARTICLE V ADVISORY, MANAGEMENT AND DISTRIBUTION ARRANGEMENTS 16 5.1 Advisory and Management Arrangements 16 5.2 Distribution Arrangements 16 5.3 Parties to Contract
VERICIMETRY FUNDS PRIVATE OFFERING AGREEMENTPrivate Offering Agreement • October 18th, 2011 • Vericimetry Funds
This Private Offering Agreement (the "Agreement") made this 22nd day of September, 2011, by and between Vericimetry Funds, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), and Vericimetry Advisors LLC, a limited liability company organized under the laws of Delaware (the "Subscriber").
EXPENSE LIMITATION AGREEMENT Vericimetry Advisors LLC Los Angeles, CA 90017Expense Limitation Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
This agreement dated October 18, 2011 (the "Agreement"), is between Vericimetry Funds, its authorized agents and employees (the "Trust") and Vericimetry Advisors LLC (the "Adviser").
FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • October 18th, 2011 • Vericimetry Funds • Delaware
THIS AGREEMENT is made as of this ___ day of ____________, 2011, by and between Vericimetry Funds, a Delaware statutory trust (the "Trust"), and UMB Fund Services, Inc., a Wisconsin corporation (the "Administrator").
