BROADFIN HEALTHCARE MASTER FUND, LTD. c/o Broadfin Capital, LLC 237 Park Avenue, 9th Floor New York, New York 10017Broadfin Capital, LLC • September 11th, 2014 • Surgical & medical instruments & apparatus
This letter sets forth our mutual agreement with respect to compensation to be paid to you for your agreement to be named and serve as a nominee of a group of investors (the “Broadfin Group”), including Broadfin Healthcare Master Fund, Ltd., an affiliate of Broadfin Capital, LLC, for election as a director of Cardica, Inc. (the “Company”) at the Company’s 2014 annual meeting of stockholders including or any other meeting of stockholders held in lieu thereof, and any adjournments, postponements, reschedulings or continuations thereof, (the “Annual Meeting”).
JOINT FILING AND SOLICITATION AGREEMENTJoint Filing and Solicitation Agreement • September 11th, 2014 • Broadfin Capital, LLC • Surgical & medical instruments & apparatus
WHEREAS, certain of the undersigned are stockholders, direct or beneficial, Cardica, Inc., a Delaware corporation (the “Company”);
