INDEMNIFICATION AGREEMENTIndemnification Agreement • August 1st, 2011 • Tributary Funds, Inc. • Nebraska
This Indemnification Agreement (this “Agreement”) is made and entered into this 19th day of August, 2010 between Tributary Funds, Inc., a Nebraska corporation (the “Company”), and Robert Reed (“Indemnitee”), a director of the Company.
UNDERWRITING AGREEMENT Between TRIBUTARY FUNDS, INC. and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • August 1st, 2011 • Tributary Funds, Inc. • Nebraska
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 1st, 2011 • Tributary Funds, Inc. • Colorado
This AGREEMENT is made and entered this 30th day of June, 2011, by and between Tributary Capital Management, LLC, a Colorado limited liability company (the "Adviser") and First National Bank (Omaha), a national banking association having its principal place of business in Omaha, Nebraska and doing business as First National Asset Management ("Sub-Adviser").
FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • August 1st, 2011 • Tributary Funds, Inc.
THIS FOURTH AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of July 25, 2011, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Core Equity Fund, the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Large Cap Growth Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectivel y, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), (3) First National Bank, a national banking association having its principal place of business at 205 West Oak Street, Fort Collins, CO 80521, on behalf of its division, First National Fund Advisers (“FNFA”), and (4) First National Bank, a national banking association
JP Morgan Custody Fee Schedule for Tributary Fund Safekeeping, Administration and TransactionsCustody Fee Schedule • August 1st, 2011 • Tributary Funds, Inc.
This custody fee schedule is provided in accordance with and subject to the terms of the Custody Agreement dated _______, 2011, as amended from time to time (the “Agreement”), by and between JPMorgan Chase Bank (“Bank”) and each open-end management investment company listed on Exhibit 1 thereto (each a “Trust,” collectively “Customer”).
GLOBAL FUND ORDER ROUTING SERVICES RIDERGlobal Fund Order Routing Services Rider • August 1st, 2011 • Tributary Funds, Inc.
This Global Fund Order Routing Services Rider (the "Rider") is made the 15th day of April between each of the series listed under its name on Appendix A, severally and not jointly (each such series a separate and distinct “Customer”) (“Customer”) and JPMorgan Chase Bank, N.A. (“J.P. Morgan”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • August 1st, 2011 • Tributary Funds, Inc. • New York
AMENDMENT, dated as of March 1, 2011 (the "Amendment"), among Tributary Funds, Inc (the “Customer”), JPMorgan Chase, National Association (the “J.P. Morgan”) It amends the Domestic Custody Agreement, as amended and restated as of March 1, 2010, (as amended, supplemented or otherwise modified from time to time, the “Custody Agreement”) between the Customer and J.P. Morgan. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Custody Agreement.
UNDERWRITING AGREEMENT Schedule A Effective July 22, 2011 Tributary Short- Intermediate Bond Fund Tributary Income Fund Tributary Balanced Fund Tributary Core Equity Fund Tributary Growth Opportunities Fund Tributary Small Company Fund Tributary Large...Underwriting Agreement • August 1st, 2011 • Tributary Funds, Inc.
Domestic Custody Agreement..................................................... ............................................................................... ................................................. 1 1. Intention of the Parties;...Domestic Custody Agreement • August 1st, 2011 • Tributary Funds, Inc. • New York
This agreement, dated ____________________, 20__, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”), with a place of business at One Chase Manhattan Plaza, NY, NY 10005; and Tributary Funds, Inc. (“Customer”), a company registered under the Investment Company Act of 1940, as amended, with a place of business at 1620 Dodge Street, Omaha, NE 68197.
AMENDMENT TO FUND ACCOUNTING AND CO-ADMINISTRATION SERVICES AGREEMENTFund Accounting and Co-Administration Services Agreement • August 1st, 2011 • Tributary Funds, Inc.
THIS AMENDMENT is made and entered into as of May 17, 2011, by and between Tributary Funds, Inc. (formerly known as First Focus Funds, Inc.), a Nebraska corporation (“Company”) and Jackson Fund Services (“JFS”), a division of Jackson National Asset Management LLC, a limited liability company organized under the laws of the State of Michigan, and amends the Fund Accounting and Co-Administration Services Agreement (“Agreement”) dated December 18, 2009 by and between the Company and JFS.
