0000940400-14-000128 Sample Contracts
Sub-Item 77M: Mergers - Copies of any Merger or Consolidation Agreement On February 21, 2013, Driehaus Credit Opportunities Fund, L.P., a Delaware limited partnership, the Trust, on behalf of Driehaus Event Driven Fund, Driehaus Capital Management...Merger Agreement • February 28th, 2014 • Driehaus Mutual Funds
On February 21, 2013, Driehaus Credit Opportunities Fund, L.P., a Delaware limited partnership, the Trust, on behalf of Driehaus Event Driven Fund, Driehaus Capital Management (USVI) LLC, a Delaware limited liability company, and Driehaus Capital Management LLC, a Delaware limited liability company, entered into an Agreement and Plan of Exchange. A copy of the Agreement and Plan of Exchange for Driehaus Event Driven Fund is incorporated herein by reference to Exhibit (h)(xxiii) of Post- Effective Amendment No. 70 to the Registrant's Registration Statement on Form N-1A filed with the SEC on August 1, 2013.
Standard Contracts
Sub-Item 77Q(1)(e): Copies of any New or Amended Investment Advisory Contracts On July 29, 2013, the Trust and Driehaus Capital Management LLC entered into a Letter Agreement with respect to Driehaus Event Driven Fund, amending the terms of the...Investment Advisory Agreement • February 28th, 2014 • Driehaus Mutual Funds
On July 29, 2013, the Trust and Driehaus Capital Management LLC entered into a Letter Agreement with respect to Driehaus Event Driven Fund, amending the terms of the Investment Advisory Agreement dated September 25, 1996, as amended. A copy of the Letter Agreement is incorporated herein by reference to Exhibit (d)(xii) of Post-Effective Amendment No. 70 to Registrant's Registration Statement on Form N-1A filed with the SEC on August 1, 2013.