INVESTMENT ADVISORY AGREEMENT Dynamic U.S. Growth Fund AGREEMENT made as of March 21, 2014 between THE RBB FUND, INC., a Maryland corporation (herein called the "Company"), and Scotia Institutional Asset Management US, Ltd., an Ontario company (herein...Investment Advisory Agreement • October 30th, 2014 • RBB Fund Inc • Delaware
AGREEMENT made as of March 21, 2014 between THE RBB FUND, INC., a Maryland corporation (herein called the "Company"), and Scotia Institutional Asset Management US, Ltd., an Ontario company (herein called the "Investment Adviser"). WHEREAS, the Company is registered as an open-end management investment company under the Investment Company Act of 1940 (the "1940 Act"), and currently offers or proposes to offer shares representing interests in separate investment portfolios; and WHEREAS, the Company desires to retain the Investment Adviser to render certain investment advisory services to the Company with respect to the Company's Dynamic U.S. Growth Fund (the "Fund"), and the Investment Adviser is willing to so render such services; and WHEREAS, the Board of Directors of the Company and the sole shareholder of the Fund have approved this Agreement, and the Investment Adviser is willing to furnish such services upon the terms and conditions herein set forth; NOW, THEREFORE, in consideratio
Contractual Fee Waiver Agreement Scotia Institutional Asset Management US, Ltd. Letterhead March 21, 2014 Salvatore Faia President The RBB Fund, Inc. Bellevue Park Corporate Center 103 Bellevue Parkway Wilmington, DE 19809 Re:Dynamic U.S. Growth Fund...RBB Fund Inc • October 30th, 2014
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby and effective as of the date noted above, Scotia Institutional Asset Management US, Ltd. ("SIAM") agrees that in order to maintain the established expense ratio of the Dynamic U.S. Growth Fund (the "Fund") of The RBB Fund, Inc. (the "Company"), SIAM shall, until further notice, but in no event terminating before December 31, 2015, waive all or a portion of its investment advisory fees and/or reimburse expenses (other than taxes, extraordinary expenses, brokerage commissions, interest and any other items as agreed upon by both parties from time to time) in an aggregate amount equal to the amount by which the Fund's total annual fund operating expenses for each of its Institutional Class, Class I and Class II shares (other than taxes, extraordinary expenses, brokerage commissions, interest and any other items as agreed upon by both parties from time to time) exceeds a total annual fund opera
