AMENDMENT NO. 1 TO THE RIGHTS AGREEMENTRights Agreement • April 11th, 2016 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Delaware
Contract Type FiledApril 11th, 2016 Company Industry JurisdictionAMENDMENT NO. 1, dated as of April 8, 2016 (the “Amendment”) to the Rights Agreement dated as of April 9, 2013 (the “Rights Agreement”), between Gain Capital Holdings, Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Delaware corporation, as Rights Agent (the “Rights Agent”). Capitalized terms used, but not otherwise defined herein, shall have the respective meanings ascribed to such terms in the Rights Agreement.