Share Pledge AGREEMENT July 19, 2016 between Auris Medical Holding AG as Pledgor and Hercules Capital, Inc., as Agent and Pledgee and the other Lenders regarding the shares of Auris Medical AGShare Pledge Agreement • July 19th, 2016 • Auris Medical Holding AG • Pharmaceutical preparations
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 19th, 2016 • Auris Medical Holding AG • Pharmaceutical preparations • California
THIS LOAN AND SECURITY AGREEMENT is made and dated as of July 19, 2016 and is entered into by and among (a) AURIS MEDICAL HOLDING AG, a company organized under the laws of Switzerland (“Borrower”), (b) the several banks and other financial institutions or entities from time to time parties to this Agreement (collectively, referred to as “Lender”), and (c) HERCULES CAPITAL, INC., a Maryland corporation, in its capacity as administrative agent for itself and the Lender (in such capacity, the “Agent”).
CLAIMS Security ASSIGNMENT AGREEMENT July 19, 2016 between Auris Medical Holding AG as Assignor and Hercules Capital, Inc., as Agent and Assignee regarding the security assignment of intercompany receivablesClaims Security Assignment Agreement • July 19th, 2016 • Auris Medical Holding AG • Pharmaceutical preparations
ContractWarrant Agreement • July 19th, 2016 • Auris Medical Holding AG • Pharmaceutical preparations • New York
THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE US SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), ANY US STATE SECURITIES LAWS, OR UNDER THE SECURITIES LAWS OF ANY OTHER JURISDICTION, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND SUCH OTHER LAWS AS MAY BE APPLICABLE OR, SUBJECT TO SECTION 11 HEREOF, AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
Bank account CLAIMS Security ASSIGNMENT AGREEMENTClaims Security Assignment Agreement • July 19th, 2016 • Auris Medical Holding AG • Pharmaceutical preparations
