FORGIVABLE LOAN AGREEMENTForgivable Loan Agreement • November 9th, 2009 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services • New York
This FORGIVABLE LOAN AGREEMENT, including all exhibits (as amended from time to time, this “Agreement”), is entered into the 25th day of August, 2009 (the “Effective Date”) between NATIONAL FINANCIAL SERVICES LLC (the “Lender”) and LADENBURG THALMANN FINANCIAL SERVICES INC. (the “Organization”).
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • November 9th, 2009 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services
THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”), dated as of August 25, 2009, is entered into by and between Ladenburg Thalmann Financial Services Inc., a Florida corporation (“Borrower ”) and Frost Nevada Investments Trust, a Florida trust (“Frost Nevada”).
