ContractFx Prime Brokerage Master Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
DIRECTOR INDEMNIFICATION AGREEMENTDirector Indemnification Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Delaware
This Agreement made and entered into [___], 2009 (“Agreement”), by and between GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”) and [___] (the “Indemnitee”).
GCAM LLC 550 Hills Drive Bedminster, NJ 07921 FOREIGN EXCHANGE PRIME BROKERAGE AGREEMENT Gentlemen:Foreign Exchange Prime Brokerage Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England and Wales
This Agreement describes the arrangement pursuant to which Deutsche Bank AG London (“DBAG”) authorizes GCAM, LLC (“Agent”) acting for and on behalf of the Funds specified on Annex D hereto, to act as its agent in executing spot, tom next, forward foreign exchange transactions with a maximum tenor of *** (“FX Transactions”) and currency options (which shall consist of puts and calls that do not have special features, including, but not limited to, single barriers) with a maximum tenor of *** (“Options”) (collectively, the “Counterparty Transactions”) with the Counterparties listed in Annex A hereto (each, a “Counterparty”) and on the terms set forth in Annex B hereto, Capitalized terms not defined herein shall have the meanings assigned to them in the 1998 FX and Currency Option Definitions (as published by the International Swaps and Derivatives Association, Inc” the Emerging Markets Traders Association and The Foreign Exchange Committee). Accordingly, the parties hereto agree as follo
FIRST AMENDMENT OF SUBLEASESublease • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
FIRST AMENDMENT OF SUBLEASE (this “Agreement”), made as of the 20th day of July 2006. by and between MELLON INVESTOR SERVICES LLC, a New Jersey limited liability company having an office at 85 Challenger Road, Ridgefield Park, New Jersey (“Sublessor”), and GAIN CAPITAL INC., a Delaware corporation, having an office at 550 Hills Drive. Bedminster. New Jersey 07921 (“Sublessee”).
ContractForeign Exchange Prime Brokerage Agency Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed...Licensing Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
This agreement (hereinafter referred to as “the Agreement”) is made by and between Gain Capital Group, LLC with its principal office located at 550 Hills Drive, Bedminster, N.J. 07921 United States duly represented by its Corporate Operating Officer Chris Calhoun (hereinafter referred to as “the Licensee”) and MetaQuotes Software Corp., #28 Parliament Street, P.O. Box CB-12345, Nassau, Bahamas, duly represented by its General Director Renat Fatkhullin (hereinafter referred to as “the Licensor”). The Licensor and the Licensee may herein-below be jointly referred to as lithe Parties’” and each one in particular, as “a Party”.
ACCESS AGREEMENTAccess Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Ontario
This Agreement (the “Agreement”), dated as of this 1st day of December, 2004, by and between Questrade, Inc. an Ontario corporation, located at 5001 Yonge Street, Suite 203, Toronto, Ontario Canada M2N 6P6 (“Questrade”), and Gain Capital, Inc., a Delaware Corporation with an office located at 35 Technology Drive, Warren, New Jersey 07059 (“Gain”) (collectively, the “Parties”).
SALES LEAD AGREEMENTSales Lead Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England
This Sales Lead Agreement (the “Agreement”), is hereby made as of October 9th 2006 (“Effective Date”), by and between GAIN CAPITAL GROUP, LLC a company whose registered office is 550 Hills Drive, Bedminster, NJ 07921, USA, (“SALES AGENT”) and TRADING CENTRAL, a Societe Anonyme, with offices at II BIS RUE SCRIBE 75009 PARIS, FRANCE (RCS Paris 423 512 607) (“Research Provider”).
ContractAddendum to Access Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
AMENDMENT AGREEMENTAmendment Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England and Wales
AMENDMENT AGREEMENT (this “Amendment Agreement”), dated as of January 26, 2006 between Deutsche Bank AG London (“DBAG”) and GCAM LLC (“Agent”). All capitalized terms used herein and not otherwise defined shall have the respective meanings provided in the Foreign Exchange Prime Brokerage Agreement referred to below.
FOREX INTRODUCING BROKER AGREEMENT BETWEEN GAIN CAPITAL GROUP, INC. AND TRADESTATION SECURITIES, INC.Forex Introducing Broker Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Florida
This FOREX INTRODUCING BROKER AGREEMENT (“Agreement”) is made this 20th day of April, 2005 by and between GAIN Capital Group, Inc., a Delaware corporation (“GAIN”), and TradeStation Securities, Inc., a Florida corporation (“Broker”).
PONTSARN INVESTMENTS LIMITED and GAINS CAPITAL — FOREX.COM UK LIMITED LEASE of N A B A R R O Lacon House 84 Theobald’s Road London WC1X 8RW Tel: +44 (0)20 7524 6000Lease • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England and Wales
SERVICES AGREEMENTServices Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
This SERVICES AGREEMENT (“Agreement”) is made as of the date set forth on Schedule J attached hereto by and between Scivantage, Inc., a Delaware corporation (the “Company”) and GAIN Capital Group LLC, a Delaware limited liability company (the “Client”).
FX PRIME BROKERAGE AGREEMENTFx Prime Brokerage Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
This FX PRIME BROKERAGE AGREEMENT (“Agreement”), dated as of July 8, 2005, by and between UBS AG (HUBS”) and Gain Capital, Inc. (“Customer”) sets forth certain terms and conditions relating to the establishment of a facility (the “Facility”) through which Customer may trade foreign exchange transactions with various Dealers.
SOFTWARE LICENSING AND SERVICES AGREEMENTSoftware Licensing and Services Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Ontario
THIS AGREEMENT made effective as of the 1st day of December, 2004 between Gain Capital, Inc., a Delaware Corporation” with its principal place of business located at 35 Technology Drive, Warren, New Jersey 07059 (“Gain”) and Questrade, Inc. and Ontario corporation, with its principal place of business located at 5001 Yonge Street, Suite 203, Toronto, Ontario Canada M2N 6P6 (“Questrade”).
ContractAddendum to Access Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
GAIN CAPITAL HOLDINGS, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
This AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT (this “Agreement”) is entered into as of January 11, 2008, and amends and restates the original Investor Rights Agreement, dated as of March 29, 2006 (the “Original Agreement”), by and among GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”), the persons identified on Schedule A hereto as an investor (each an “Investor” and collectively, the “Investors”) and the person identified on Schedule A hereto as a founding stockholder (the “Founding Stockholder”).
AGREEMENT OF SUBLEASESublease Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
WHEREAS, Sublessor, as the successor to ChaseMellon Financial Group LLC, is the current tenant under that certain Lease dated as of February 1,2000, (the “Prime Lease”) with 44 Wall Street-YEF IV, LLC (“Landlord”), whereby Sublessor leased the entire 7’’’ floor and a portion of the 61h floor (collectively, the “Premises”) in an office building (the “Building”) commonly known as and located at 44 Wall Street, New York, New York, for a term expiring on July 31, 2010.
February 1, 2009 Henry Lyons Dear Henry:Offer Letter • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
The purpose of this letter (the “Agreement”) is to amend and restate your existing Offer Letter with GAIN Capital Holdings, Inc. (the “Company”), dated February 11, 2008 (your “Existing Offer Letter”), to (i) clarify certain terms of your Existing Officer Letter, (ii) reflect certain changes necessary to comply with the requirements of section 409A of the Internal Revenue Code of 1986, as amended (the “Code”) and the final regulations issued thereunder, and (iii) provide for your continued employment as the Company’s Chief Financial Officer.
EMPLOYMENT AGREEMENTEmployment Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is dated as of January 1, 2008 and is by and between GAIN Capital Holdings, Inc., a corporation organized under the laws of Delaware, including its subsidiaries and affiliates (the “Company”) and Glenn Stevens.
August 24, 2009 Christopher Calhoun Dear Chris:Offer Letter • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
The purpose of this letter (the “Agreement”) is to amend and restate your existing Offer Letter with GAIN Capital Holdings, Inc. (the “Company”), dated February 1, 2009 (your “Existing Offer Letter”), to reflect the terms and conditions of your continued employment with the Company in a new role. Effective as of April 1, 2009 (the “Effective Date”), the key elements of your new role and continued employment with the Company are as follows:
LEASE AND LEASE AGREEMENT Between S/K BED ONE ASSOCIATES LLC The Landlord And GAIN CAPITAL HOLDINGS, INC. The Tenant For Leased Premises In August 18, 2009Lease Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
LEASE AND LEASE AGREEMENT, dated as of August 18, 2009, between S/K BED ONE ASSOCIATES LLC, a New Jersey limited liability company, with offices at 520 Route 22, P.O. Box 6872, Bridgewater, NJ 08807 (the “Landlord”), and GAIN CAPITAL HOLDINGS, INC., a Delaware corporation, with offices at 550 Hills Drive, Bedminster, NJ 07921 (the “Tenant”).
INTRODUCING BROKER AGREEMENT Between GAIN Capital Group, LLC And [YOUR COMPANY]Introducing Broker Agreement • November 16th, 2009 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
This Agreement is between Your Company (“Your Company”) whose office is located at and GAIN Capital Group, LLC, (“GAIN Capital”), a Limited Liability Company formed under the laws of Delaware with an office located at 550 Hills Drive, Bedminster, NJ 07921.
