HAWTHORN BANCSHARES LETTERHEAD]Securities Purchase Agreement • March 15th, 2010 • Hawthorn Bancshares, Inc. • National commercial banks • Missouri
Contract Type FiledMarch 15th, 2010 Company Industry JurisdictionHawthorn Bancshares, Inc. (the “Company”) is a party to a Letter Agreement and accompanying Securities Purchase Agreement — Standard Terms (collectively, the “Purchase Agreement”) with the United States Department of Treasury (“Treasury”) that provides for the Company’s participation in the Capital Purchase Program (“CPP”) established by the Treasury under the Emergency Economic Stabilization Act of 2008 (“EESA”). Pursuant to the Purchase Agreement, the Company issued and sold, and the Treasury purchased, shares of the Company’s preferred stock and warrants for the purchase of the Company’s common stock.