EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • December 6th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New Jersey
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is dated as of December 6, 2010 (the “Effective Date”) and is by and between GAIN Capital Holdings, Inc., a corporation organized under the laws of Delaware, including its subsidiaries and affiliates (the “Company”) and Timothy O’Sullivan, a resident of (“Executive”). This Agreement supersedes the employment offer letter, dated as of March 8, 2000, by and between the Company and the Executive.
ContractFx Prime Brokerage Master Agreement • December 6th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
SALES LEAD AGREEMENTSales Lead Agreement • December 6th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • England
This Sales Lead Agreement (the “Agreement”), is hereby made as of October 9th 2006 (“Effective Date”), by and between GAIN CAPITAL GROUP, LLC a company whose registered office is 550 Hills Drive, Bedminster, NJ 07921, USA, (“SALES AGENT”) and TRADING CENTRAL, a Societe Anonyme, with offices at II BIS RUE SCRIBE 75009 PARIS, FRANCE (RCS Paris 423 512 607) (“Research Provider”).
FOREX INTRODUCING BROKER AGREEMENT BETWEEN GAIN CAPITAL GROUP, INC. AND TRADESTATION SECURITIES, INC.Forex Introducing Broker Agreement • December 6th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • Florida
This FOREX INTRODUCING BROKER AGREEMENT (“Agreement”) is made this 20th day of April, 2005 by and between GAIN Capital Group, Inc., a Delaware corporation (“GAIN”), and TradeStation Securities, Inc., a Florida corporation (“Broker”).
