ContractFx Prime Brokerage Master Agreement • December 9th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers
Contract Type FiledDecember 9th, 2010 Company IndustryConfidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
FX PRIME BROKERAGE AGREEMENTFx Prime Brokerage Agreement • December 9th, 2010 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
Contract Type FiledDecember 9th, 2010 Company Industry JurisdictionThis FX PRIME BROKERAGE AGREEMENT (“Agreement”), dated as of July 8, 2005, by and between UBS AG (“UBS”) and Gain Capital, Inc. (“Customer”) sets forth certain terms and conditions relating to the establishment of a facility (the “Facility”) through which Customer may trade foreign exchange transactions with various Dealers.