EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2011 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of September 30, 2010 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”) and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Select Credit Fund series of the Trust (the “Fund”).
LETTER AGREEMENTInvestment Advisory Agreement • March 30th, 2011 • Driehaus Mutual Funds
This Agreement is made as of this 30th day of September, 2010 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
RED FLAGS SERVICES AMENDMENTTransfer Agency Services Agreement • March 30th, 2011 • Driehaus Mutual Funds
This Red Flags Services Amendment (“Amendment”) is being entered into as of January 1, 2011, by and between BNY Mellon Investment Servicing (US) Inc. (f/k/a PFPC Inc. and PNC Global Investment Servicing (U.S.) Inc.) (“BNYM”) and Driehaus Mutual Funds (“Fund”) and amends the Transfer Agency Services Agreement dated as of September 25, 1996 between BNYM and the Fund pursuant to which BNYM provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).
