FORM OF EXHIBIT ACustodian Services Agreement • June 10th, 2011 • Highland Funds I
THIS REVISED EXHIBIT A, dated as of February 21, 2011, is Exhibit A to that certain Custodian Services Agreement dated as of November 17, 2006 between PFPC Trust Company and Highland Funds I, as amended March 30, 2010. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund and shall supersede all previous forms of this Exhibit A.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 10th, 2011 • Highland Funds I • Delaware
AGREEMENT made as of June 10, 2011, by and between Highland Capital Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds I, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each a “Fund”).
EXHIBIT AUnderwriting Services Agreement • June 10th, 2011 • Highland Funds I
THIS REVISED EXHIBIT A, dated as of June 10, 2011, is Exhibit A to that certain Underwriting Services Agreement dated as of July 1, 2010 between BNY MELLON DISTRIBUTORS INC and HIGHLAND FUNDS I. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund shall supersede all previous forms of this Exhibit A.
EXHIBIT ATransfer Agency Services Agreement • June 10th, 2011 • Highland Funds I
THIS REVISED EXHIBIT A, dated as of June 10, 2011, is Exhibit A to that certain Transfer Agency Services Agreement dated as of December 4, 2006 between BNY MELLON INVESTMENT SERVICING (US) INC. and HIGHLAND FUNDS I. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund shall supersede all previous forms of this Exhibit A.
EXHIBIT ASub-Administration Services Agreement • June 10th, 2011 • Highland Funds I
THIS REVISED EXHIBIT A, dated as of June 10, 2011, is Exhibit A to that certain Sub-Administration Services Agreement dated as of December 4, 2006 between BNY MELLON INVESTMENT SERVICING (U.S.) INC. and HIGHLAND CAPITAL MANAGEMENT, L.P. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund shall supersede all previous forms of this Exhibit A.
EXHIBIT AAdministration Services Agreement • June 10th, 2011 • Highland Funds I
Highland Capital Management, L.P. and Highland Funds I hereby agree that Exhibit A to the Administration Services Agreement dated as of December 4, 2006 between Highland Capital Management, L.P. and Highland Funds I, as amended on March 30, 2010 is hereby amended and restated in its entirety as set forth above. This Exhibit A, dated as of June 10, 2011, is revised for the addition of Highland Floating Rate Opportunities Fund and shall supersede all previous forms of this Exhibit A.
EXHIBIT AAccounting Services Agreement • June 10th, 2011 • Highland Funds I
THIS REVISED EXHIBIT A, dated as of June 10, 2011, is Exhibit A to that certain Accounting Services Agreement dated as of December 4, 2006 between BNY MELLON INVESTMENT SERVICING (U.S.) INC. and HIGHLAND FUNDS I. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund shall supersede all previous forms of this Exhibit A.
