EMPLOYMENT AGREEMENTEmployment Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance • Illinois
This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of this 17th day of October 2004, by and between Courtney C. Smith (the “Executive”) and Specialty Underwriters’ Alliance, Inc. (“Holding Co.”).
AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance • New York
This Amended and Restated Securities Purchase Agreement (this “Agreement”) is made as of the 16th day of August, 2004, by and among the purchaser listed on Schedule A attached hereto (the “Purchaser”) and Specialty Underwriters’ Alliance, Inc., a Delaware corporation (the “Company”).
SPECIALTY UNDERWRITERS’ ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENTPartner Agent Program Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance • Illinois
This Partner Agent Program Agreement (“Agreement”) is entered into as of the 1st day of May 2004 (the “Effective Date”) by and between Specialty Underwriters’ Alliance, Inc. and its property and casualty insurance subsidiaries and affiliates (collectively the “Company”) and Specialty Risk Solutions, LLC (the “Partner Agent”).
AMENDMENT NO. 4 TO STOCK PURCHASE AGREEMENTStock Purchase Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance • New York
THIS AMENDMENT NO. 4 TO STOCK PURCHASE AGREEMENT, dated as of October 12, 2004 (this “Amendment”), is made by and between OneBeacon Insurance Company, a stock insurance company duly organized and existing under the laws of the Commonwealth of Pennsylvania (the “Seller”), and Specialty Underwriters’ Alliance, Inc., a Delaware corporation (the “Purchaser”).
August 16, 2004 Mr. Scott H. Keller Managing Member Specialty Risk Solutions, LLC 150 S. Wacker Drive, Suite 1300 Chicago, IL 60606 Dear Scott:Securities Purchase Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance
This letter agreement (the “Agreement”) dated as of August 16th, 2004, by and between Specialty Risk Solutions, LLC, an Illinois limited liability company (“SRS”), and Specialty Underwriters’ Alliance, Inc., a Delaware corporation (“SUA”), confirms the parties’ understanding as to certain terms and conditions relating to the issuance by SUA to SRS of shares of Class B Common Stock, par value $.01 per share (the “Class B Stock”).
August 16, 2004 Mr. Chris Michaels Chief Executive Officer American Team Managers Insurance Services, Inc. 1030 North Armando Street Anaheim, CA 92806 Dear Chris:Securities Purchase Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance
This letter agreement (the “Agreement”) dated as of August 16th, 2004, by and between American Team Managers Insurance Services, Inc., a California C Corporation (“ATM”), and Specialty Underwriters’ Alliance, Inc., a Delaware corporation (“SUA”), confirms the parties’ understanding as to certain terms and conditions relating to the issuance by SUA to ATM of shares of Class B Common Stock, par value $.01 per share (the “Class B Stock”).
September 30, 2004 Mr. Lee Wendleton President AEON Insurance Group, Inc. 18525 Sutter Boulevard, Suite 140 Morgan Hill, CA 95037 Dear Lee:Securities Purchase Agreement • October 20th, 2004 • Specialty Underwriters Alliance, Inc. • Fire, marine & casualty insurance
This letter agreement (the “Agreement”) dated as of September 30, 2004, by and between AEON Insurance Group, Inc., a C Corporation (“AEON”), and Specialty Underwriters’ Alliance, Inc., a Delaware corporation (“SUA”), confirms the parties’ understanding as to certain terms and conditions relating to the issuance by SUA to AEON of shares of Class B Common Stock, par value $.01 per share (the “Class B Stock”).
