SECOND AMENDMENT TO WARRANT PARTICIPATION AGREEMENT (Hercules Funding Trust I)Warrant Participation Agreement • October 17th, 2006 • Hercules Technology Growth Capital Inc • New York
THIS SECOND AMENDMENT TO WARRANT PARTICIPATION AGREEMENT, dated as of October 16, 2006 (this “Amendment”), is entered into by and between HERCULES TECHNOLOGY GROWTH CAPITAL, INC., (“Hercules”), and CITIGROUP GLOBAL MARKETS REALTY CORP. (“Citigroup”).
WARRANT PARTICIPATION AGREEMENTWarrant Participation Agreement • October 17th, 2006 • Hercules Technology Growth Capital Inc • New York
THIS WARRANT PARTICIPATION AGREEMENT (this “Agreement”) is made as of the 1 day of August, 2005, by and between Hercules Technology Growth Capital, Inc., a Maryland corporation (“Hercules”) and Citigroup Global Markets Realty Corp., a New York corporation (the “Participant”).
HERCULES TECHNOGLOGY GROWTH CAPITAL, INC. [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 17th, 2006 • Hercules Technology Growth Capital Inc • New York
Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”) proposes to issue and sell to [ ] (each, an “Underwriter” and, collectively the “Underwriters”) an aggregate of [ ] shares of common stock, par value $0.001 per share, of the Company (the “Firm Shares”).
