SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 26th, 2007 • Bookham, Inc. • Semiconductors & related devices • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of March 22, 2007, by and among BOOKHAM, INC., a Delaware corporation (the “Company”), and the investors listed on the Schedule of Investors attached hereto who become parties hereto by executing and delivering an Investor Signature Page in the form attached hereto as Exhibit A (the “Investors”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 26th, 2007 • Bookham, Inc. • Semiconductors & related devices • New York
This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 22, 2007, is by and among BOOKHAM, INC., a Delaware corporation (the “Company”), and each of the entities and individuals whose names appear on the signature pages hereof (each an “Investor” and, collectively, as the “Investors”).
Issue Date: March 22, 2007 Warrant No. E-Bookham, Inc. • March 26th, 2007 • Semiconductors & related devices
THIS CERTIFIES that [ ] and its permitted assigns (the “Holder”), has the right to purchase from BOOKHAM, INC., a Delaware corporation (the “Company”), upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, up to [ ] fully paid and nonassessable shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), subject to adjustment as provided herein, at a price per share equal to the Exercise Price (as defined below), at any time and from time to time beginning on September 23, 2007 and ending at 6:00 p.m., eastern time, on March 22, 2012 (the “Expiration Date”). This Warrant is issued pursuant to a Securities Purchase Agreement, dated as of March 22, 2007 (the “Securities Purchase Agreement”).
