1 EXHIBIT 99.3 AMENDMENT NO. 1 TO THE SECURITIES PURCHASE AGREEMENT This Amendment No. 1 to the Securities Purchase Agreement (the "Amendment") is dated as of this 9th day of October, 2001, among Lumenon Innovative Lightwave Technology, Inc., a...Securities Purchase Agreement • October 11th, 2001 • Lumenon Innovative Lightwave Technology Inc • Glass & glassware, pressed or blown
1 EXHIBIT 4.1 THIS CONVERTIBLE NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE. THE SECURITIES REPRESENTED HEREBY...Convertible Note • October 11th, 2001 • Lumenon Innovative Lightwave Technology Inc • Glass & glassware, pressed or blown • Delaware
1 EXHIBIT 99.4 AMENDMENT NO. 1 TO THE REGISTRATION RIGHTS AGREEMENT This Amendment No. 1 to the Registration Rights Agreement (the "Amendment") is dated as of this 9th day of October, 2001, among Lumenon Innovative Lightwave Technology, Inc., a...Registration Rights Agreement • October 11th, 2001 • Lumenon Innovative Lightwave Technology Inc • Glass & glassware, pressed or blown
BACKGROUNDSecurity Agreement • October 11th, 2001 • Lumenon Innovative Lightwave Technology Inc • Glass & glassware, pressed or blown • Delaware
