ContractLadenburg Thalmann Financial Services Inc • October 22nd, 2007 • Security & commodity brokers, dealers, exchanges & services • Florida
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY SHARE MAY BE SOLD OR TRANSFERRED ABSENT SUCH REGISTRATION OR AN EXEMPTION THEREFROM.
CREDIT AGREEMENTCredit Agreement • October 22nd, 2007 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services • Florida
THIS CREDIT AGREEMENT (this “Agreement”), dated as of October 19, 2007 (the “Initial Closing Date”), is entered into by and between Ladenburg Thalmann Financial Services Inc., a Florida corporation (“Borrower ”) and Frost Gamma Investments Trust, a Florida trust ( “Frost Gamma”).
STOCK PURCHASE AGREEMENT among LADENBURG THALMANN FINANCIAL SERVICES INC., THE INVESTACORP COMPANIES, THE VIA COMPANIES and BRUCE ZWIGARD and BRUCE A. ZWIGARD GRANTOR RETAINED ANNUITY TRUST dated June 20, 2007 Dated October 19, 2007Stock Purchase Agreement • October 22nd, 2007 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services • Florida
This STOCK PURCHASE AGREEMENT (this “Agreement”), is hereby made and entered into effective as of October 19, 2007, by and among LADENBURG THALMANN FINANCIAL SERVICES INC., a Florida corporation (“LTFS”), the INVESTACORP COMPANIES (as hereinafter defined), the VIA COMPANIES (as hereinafter defined), BRUCE A. ZWIGARD (“Zwigard”) and BRUCE A. ZWIGARD GRANTOR RETAINED ANNUITY TRUST, dated June 20, 2007 (the “GRAT,” together with Zwigard, the “Stockholders”).
PLEDGE AGREEMENTPledge Agreement • October 22nd, 2007 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services • Florida
This PLEDGE AGREEMENT, dated as of October 19, 2007 (the “Agreement”), is by and between Ladenburg Thalmann Financial Services Inc., a Florida corporation (the “Pledgor”), and Bruce A. Zwigard (the “Lender”).
