Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this _____ day of _____________, 2001, by and between Pilgrim SmallCap Opportunities Fund, a Massachusetts business trust...Form of Agreement and Plan of Reorganization • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund • Massachusetts
Exhibit 7 UNDERWRITING AGREEMENT FOR PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made and entered into by and between PILGRIM SMALLCAP OPPORTUNITIES FUND (the "Fund"), a Massachusetts business trust, and PILGRIM SECURITIES, INC., a Delaware...Underwriting Agreement • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund
Exhibit 6 INVESTMENT MANAGEMENT AGREEMENT PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made this ___ day of September 2000, by and between PILGRIM SMALLCAP OPPORTUNITIES FUND a Massachusetts business trust, (the "Fund") and PILGRIM INVESTMENTS, INC.,...Investment Management Agreement • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund • Arizona
