AMENDED AND RESTATED PARTICIPATION AGREEMENTParticipation Agreement • April 27th, 2009 • Annuity Investors Variable Account C • Massachusetts
THIS AGREEMENT, dated as of the 1st day of May, 2008 by and among ANNUITY INVESTORS LIFE INSURANCE COMPANY (the “Company”), an Ohio life insurance company, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto as may be amended from time to time (each separate account hereinafter referred to as the “Account”), DWS VARIABLE SERIES I, DWS VARIABLE SERIES II and DWS INVESTMENTS VIT FUNDS (individually, a “Fund”), each a Massachusetts business trust created under a Declaration of Trust, as amended, DWS SCUDDER DISTRIBUTORS, INC. (the “Underwriter”), a Delaware corporation, and DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC., a Delaware corporation (the “Adviser”). The parties agree that a single document is being used for ease of administration and that this Agreement shall be treated as if it were a separate agreement with respect to each Fund, and each series thereof, that is a party hereto, severally and not jointly, as if such entit
PARTICIPATION AGREEMENT AMONG ANNUITY INVESTORS LIFE INSURANCE COMPANY, GREAT AMERICAN ADVISORS, INC. ALLIANCEBERNSTEIN L.P., AND ALLIANCEBERNSTEIN INVESTMENTS, INC. DATED AS OF MAY 1, 2008Participation Agreement • April 27th, 2009 • Annuity Investors Variable Account C • Ohio
THIS AGREEMENT, made and entered into as of the 1st day of May (“Agreement”), by and among Annuity Investors Life Insurance Company, an Ohio life insurance company (“Insurer”) (on behalf of itself and its “Separate Account(s),” defined below); Great American Advisors, Inc., an Ohio corporation, (“Contracts Distributor”), the principal underwriter with respect to the Contracts referred to below; AllianceBernstein L.P., a Delaware limited partnership (“Adviser”), the investment adviser of the Fund referred to below; and AllianceBernstein Investments, Inc., a Delaware corporation (“Distributor”), the Fund’s principal underwriter (collectively, the “Parties”).
FUND PARTICIPATION AGREEMENT SCHEDULE A AMENDED as of January 25, 2008Fund Participation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
The following Separate Accounts and Associated Contracts of Annuity Investors Life Insurance Company are permitted in accordance with the provisions of this Agreement to invest in Portfolios of the Fund shown in the Fund Participation Agreement dated as of May 1, 2007:
AMENDMENT TO FUND PARTICIPATION AGREEMENT (Service Shares)Fund Participation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This Amendment to the Fund Participation Agreement (“Agreement”) dated March 1, 2001, between Janus Aspen Series, an open-end management investment company organized as a Delaware statutory trust (the “Trust”), and Annuity Investors Life Insurance Company, an Ohio life insurance company (the “Company”) is effective as of May 1, 2008.
Contract2006 Supplemental Agreement • April 27th, 2009 • Annuity Investors Variable Account C • New York
This 2006 Supplemental Agreement is entered into as of October 1, 2006 by and between Dreyfus Service Corporation (“Dreyfus”) on its behalf, and/or on behalf of one or more of the Funds for which it serves as primary underwriter, and the undersigned (the “Intermediary”).
RULE 22C-2 AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
AMENDMENT entered into as of April 4, 2007, by and between Allianz Global Investors Distributors LLC (“AGID”), the principal underwriter for Premier VIT and PIMCO Variable Insurance Trust (each a “Trust” and, collectively, the “Trusts”) and Annuity Investors Life Insurance Company (“Intermediary”).
AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Annuity Investors Variable Account C • April 27th, 2009 • Ohio
This Agreement is made and entered into by and between AIM Investment Services, Inc. (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.
Shareholder Information Agreement (Under Rule 22c-2(a) (2) of the Investment Company Act of 1940)Shareholder Information Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This Agreement is effective as of the 11th day of October, 2006, by and between OppenheimerFunds Services (“OFS”), a division of OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc. (“Distributor”) and referred together with OFS as “Oppenheimer”, the following affiliate(s), Annuity Investors Life Insurance Company,and all future affiliates as parties to the Intermediary Agreement (the “Agreement”).
Shareholder Information Agreement Franklin Templeton Variable Insurance Products TrustShareholder Information Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This Shareholder Information Agreement (“Agreement”) is entered into as of April 16, 2007, and is among Franklin/Templeton Distributors, Inc. (“Distributors”) on behalf of each Fund, as defined below, and the Intermediary, as defined below. Unless otherwise specified, capitalized terms have the meaning set out under “Definitions,” below.
SHAREHOLDER INFORMATION AGREEMENTShareholder Information Agreement • April 27th, 2009 • Annuity Investors Variable Account C
THIS AGREEMENT (the “Agreement”) is made and entered into as of October 16, 2006, or such other compliance date mandated by Rule 22c-2 under the Investment Company Act of 1940 (“Rule 22c-2”), whichever is later, by and between AMERICAN CENTURY INVESTMENT SERVICES, INC. (“ACIS”), and the party signing below (“Intermediary”).
THE UNIVERSAL INSTITUTIONAL FUNDS, INC. SHAREHOLDER INFORMATION AGREEMENTShareholder Information Agreement • April 27th, 2009 • Annuity Investors Variable Account C
THIS AGREEMENT, dated as of March 1, 2007, is by and between Morgan Stanley Distribution, Inc. (“Fund Agent”) and the financial intermediary whose name appears on the signature page of this Agreement (“Intermediary”). Fund Agent is entering into this Agreement on behalf of The Universal Institutional Funds, Inc., including any separate series or portfolios thereof, whether existing at the date of this Agreement or established subsequent hereto (each, a “Fund,” and, collectively, the “Funds”).
Addendum to AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Annuity Investors Variable Account C • April 27th, 2009
This Addendum is made and entered into by and between AIM Investment Services, Inc. (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act” ), and the Intermediary identified below, in connection with the AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2.
May 1, 2008Annuity Investors Variable Account C • April 27th, 2009
This letter sets forth the agreement between Deutsche Investment Management Americas Inc. (the “Adviser”) and Annuity Investors Life Insurance Company (the “Company”) concerning certain administrative services to be provided by you on a sub-administration basis, with respect to Portfolios (as defined below) of the DWS Variable Series I, DWS Variable Series II and/or DWS Investments VIT Funds (collectively, the “Fund”).
Amendment No. 1 to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Annuity Investors Life Insurance Company Great American Advisors, Inc.Participation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Annuity Investors Life Insurance Company (the “Company” or “you”), and Great American Advisors, Inc., your distributor, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated May 1, 2007 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”).
Rule 22c-2 Agreement2 Agreement • April 27th, 2009 • Annuity Investors Variable Account C
SHAREHOLDER INFORMATION AGREEMENT entered into as of May 1, 2007 by and between Financial Investors Variable Insurance Trust (the “Fund”) and Annuity Investors Life Insurance Company (the “Intermediary”) with an effective date of May 1, 2007.
ADDENDUM TO PARTICIPATION AGREEMENTParticipation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
ADDENDUM dated May 1, 2008, to the PARTICIPATION AGREEMENT (the “PARTICIPATION AGREEMENT”) among DAVIS VARIABLE ACCOUNT FUND, INC., DAVIS DISTRIBUTORS, LLC. and Annuity Investors Life Insurance Company dated April 25, 2007.
August 14, 2006 Annuity Investors Life Insurance Company Attn: James Henderson, Vice President 525 Vine Street, 20th Floor Cincinnati, OH 45202 Re: Action Requested — Distribution, Shareholder Servicing, Administrative Servicing and Fund/SERV...Annuity Investors Variable Account C • April 27th, 2009
Effective May 23, 2005, the Securities and Exchange Commission adopted Rule 22-c(2) (and as may be amended from time to time, the “Rule”) of the Investment Company Act of 1940 (the “1940 Act”). The Rule requires that Janus enter into written agreements with its financial intermediaries (as such term is defined in the Rule) whereby each such financial intermediary agrees to provide Janus with certain shareholder identity and transaction information and to carry out certain instructions from Janus. These requirements are designed to allow Janus to more effectively enforce its market timing policies in an effort to protect Janus and its shareholders from the harmful effects of short-term trading.
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This agreement is entered into by and between Calamos Advisors LLC (“Adviser”) and Annuity Investor Life Insurance Company (“Company”).
Dear Financial Services Firm (“you” or “Intermediary”), As principal underwriter of the DWS Funds, we (or a predecessor firm) or our affiliate have entered into a selling group or other agreement or agreements (the “Agreement”) with you to permit you,...Annuity Investors Variable Account C • April 27th, 2009
This amendment to the Agreement is entered into as of the date indicated in the signature block below, with an effective date of October 16, 2007, or such earlier date as of which you begin providing the Shareholder information described below, and includes the following provisions:
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
The Participation Agreement (the “Agreement”), dated as of April 1, 2001, by and among AIM Variable Insurance Funds, AIM Distributors, Inc.; Annuity Investors Life Insurance Company, and Great American Advisors, Inc., is hereby amended as follows:
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This AMENDMENT TO PARTICIPATION AGREEMENT (the “Amendment”) is made and entered into as of the 1st day of May, 2008, by and among ANNUITY INVESTORS LIFE INSURANCE COMPANY (the “Company”), on its own behalf and on behalf of each separate account of the Company identified in the Participation Agreement (as defined below), THE UNIVERSAL INSTITUTIONAL FUNDS, INC. (the “Fund,” formerly Morgan Stanley Universal Funds, Inc.) and MORGAN STANLEY INVESTMENT MANAGEMENT INC. (the “Adviser,” formerly Morgan Stanley Asset Management Inc.).
RULE 22c-2 SHAREHOLDER INFORMATION ACCESS AGREEMENT (NEUBERGER BERMAN FAMILY OF FUNDS)Access Agreement • April 27th, 2009 • Annuity Investors Variable Account C • New York
This Agreement is entered into as of March 15, 2007 by and between Neuberger Berman Management Inc. (“NBMI”) and the undersigned intermediary (“Intermediary”).
Shareholder Information AgreementShareholder Information Agreement • April 27th, 2009 • Annuity Investors Variable Account C
This AGREEMENT entered into as of 11/26/2007, by and between Calamos Financial Services LLC as distributor to the Calamos family of mutual funds (“Fund Agent”) and ANNUITY INVESTORS LIFE INSURANCE COMPANY (“Intermediary”).
