FORM OF PLEDGE AGREEMENTPledge Agreement • April 1st, 2024 • HCW Biologics Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 1st, 2024 Company Industry JurisdictionThis PLEDGE AGREEMENT, dated as of March 28, 2024 (as the same may be amended, supplemented and/or otherwise modified from time to time, this “Agreement”), is entered into by and between HCW BIOLOGICS INC., a Delaware Corporation (“Grantor”), Mercedes M. Sellek, P.A., a Florida corporation (together with its assigns, the “Escrow Agent”),and the other Noteholders (as defined below). The Grantor, The Escrow Agent, and the Noteholders may be referred to individually as a “Party” and collectively the “Parties.”
FORM OF ESCROW AGREEMENTEscrow Agreement • April 1st, 2024 • HCW Biologics Inc. • Pharmaceutical preparations • Florida
Contract Type FiledApril 1st, 2024 Company Industry JurisdictionTHIS ESCROW AGREEMENT dated as of March 28, 2024 (as the same may be amended, supplemented and/or otherwise modified from time to time ( the “Escrow Agreement”), is made and entered into by and among the Noteholders listed on “Exhibit A” attached to this Escrow Agreement as secured parties (collectively the “Noteholders”),HCW BIOLOGICS INC., a Delaware Corporation (the “HCW”), (Noteholders and HCW are sometimes collectively referred to herein as the “Parties”), and Mercedes M. Sellek, P.A., a Florida corporation,as escrow agent (the “Escrow Agent”).
FORM OF SENIOR SECURED NOTE PURCHASE AGREEMENTSenior Secured Note Purchase Agreement • April 1st, 2024 • HCW Biologics Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 1st, 2024 Company Industry JurisdictionThis Senior Secured Note Purchase Agreement (this “Agreement”) is made as of March 28, 2024 (the “Closing Date”) by and between HCW Biologics Inc., a Delaware corporation (the “Company”), and each of the purchasers listed on Exhibit B attached to this Agreement (each a “Purchaser” and together the “Purchasers”).