Exhibit 5.1Registration Statement • September 18th, 2001 • Gump & Co Inc • Finance services
Contract Type FiledSeptember 18th, 2001 Company IndustryWe are acting as counsel for Gump & Company, Inc., a Delaware corporation (the "Company" or "Gump"), in connection with the registration under the Securities Act of 1933, as amended (the "Act"), of the offer and sale of up to 1,000,000 shares of the Company's common stock, par value $0.01 per share (the "Shares") by Mark A. DiSalvo, the Selling Stockholder. Amendment No. 1 to the Registration Statement on Form SB-2 covering the offer and sale of the Shares (the "Registration Statement") is expected to be filed with the Securities and Exchange Commission on or about the date hereof.
EXHIBIT 10.2 SELLING STOCKHOLDER AGREEMENT THIS SELLING STOCKHOLDER AGREEMENT is made this 5th day of September, 2001 (the "Agreement") by and between Mark A. DiSalvo (hereinafter referred to as the "Selling Stockholder") and GUMP & COMPANY, INC., a...Selling Stockholder Agreement • September 18th, 2001 • Gump & Co Inc • Finance services • Delaware
Contract Type FiledSeptember 18th, 2001 Company Industry Jurisdiction