0001013762-23-007313 Sample Contracts

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • October 27th, 2023 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York

• Contract Type
  Securities Purchase Agreement
• Filed
  October 27th, 2023
• Company
  Nuvve Holding Corp.
• Industry
  Power, distribution & specialty transformers
• Jurisdiction
  New York

This Securities Purchase Agreement (this “Agreement”) is dated as of October 25, 2023, between Nuvve Holding Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, the “Purchasers”).

Mr. Gregory Poilasne, Chief Executive Officer Nuvve Holding Corp.

Placement Agent Agreement • October 27th, 2023 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York

• Contract Type
  Placement Agent Agreement
• Filed
  October 27th, 2023
• Company
  Nuvve Holding Corp.
• Industry
  Power, distribution & specialty transformers
• Jurisdiction
  New York

The purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed shelf takedown (the “Placement”) by Nuvve Holding Corp. (collectively, with its subsidiaries and affiliates, the “Company”) of its shares of common stock (the “Securities”). The Company confirms that entry into this Agreement and completion of the Placement with Aegis will not breach or otherwise violate the Company’s obligations to any other investment bank.