Form of Underwriter’s Warrant Agreement]Prometheum, Inc. • April 20th, 2021 • Security & commodity brokers, dealers, exchanges & services • New York
THIS COMMON STOCK PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [ ] [DATE THAT IS SIX MONTHS FROM THE CLOSING DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [ ] [DATE THAT IS FIVE YEARS FROM THE QUALIFICATION DATE (AS DEFINED BELOW) OF THE OFFERING].
UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2021 • Prometheum, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Prometheum, Inc., a Delaware corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Network 1 Financial Securities, Inc., is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of 6,250,000 shares of Common Stock, par value $0.00001 per share (the “Common Stock”), of the Company, and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of Common Stock set forth opposite the names of the Underwriters in Schedule I hereto (the “Firm Shares”), and (ii) the grant of the option described in Section 1(c) hereof to purchase all or any part of 937,500 additional shares of Common Stock to cover over-allotments (the “Option Shares”), if any, from the Company, to the Underwriters, acting severally and not jointly, in the respective numbers of shares of Common Stock set forth opposite the nam
MASTER SERVICES AGREEMENTMaster Services Agreement • April 20th, 2021 • Prometheum, Inc. • Security & commodity brokers, dealers, exchanges & services
This Master Services Agreement (this “Agreement”) is made as of February 18, 2021 by and between Prometheum Ember ATS, Inc., a Delaware corporation (“PEATS”) and Anchorage Digital Bank National Association, a federally chartered trust bank(“Custodian”).
Prometheum Inc.Letter Agreement • April 20th, 2021 • Prometheum, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This letter agreement (“Consulting Agreement”) is intended to set forth our understanding regarding your relationship with Prometheum Inc. (the “Company”) until superseded in writing.
