AMENDED AND RESTATED CHANGE IN CONTROL SEVERANCE AGREEMENTChange in Control Severance Agreement • July 9th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services • Illinois
THIS AMENDED AND RESTATED AGREEMENT is entered into as of the 15th day of June, 2004, by and between Archipelago Holdings, L.L.C., a Delaware limited liability company, and its successors (the “Company”), and Michael A. Cormack (“Executive”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • July 9th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services • New York
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of the 10th day of February 2004, by and between Archipelago Holdings, L.L.C., a Delaware limited liability company (“Archipelago LLC”) and each of the Indemnitees listed on the signature pages to this agreement (each, an “Indemnitee”, and collectively, the “Indemnitees”) as such signature pages may be amended and supplemented from time to time.
EMPLOYMENT AGREEMENTEmployment Agreement • July 9th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services • Illinois
AGREEMENT, dated as of the 19th day of December, 2001, between Archipelago Holdings, L.L.C., a Delaware limited liability company having its principal executive offices in Chicago, Illinois (including any successor thereto, the “Company”), and Gerald D. Putnam (the “Executive”).
ARCHIPELAGO HOLDINGS, L.L.C. SHARE OPTION AWARD AGREEMENTShare Option Award Agreement • July 9th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS AWARD AGREEMENT, made this day of , 200 (the “Grant Date”), by and between Archipelago Holdings, L.L.C., a Delaware limited liability company (the “Company”), and (the “Employee”) pursuant to the Archipelago Holdings, L.L.C. 200 Long-Term Incentive Plan (the “Plan”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • July 9th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services
THIS AMENDMENT, dated as of May 4, 2004, between Archipelago Holdings, L.L.C., a Delaware limited liability company having its principal executive offices in Chicago, Illinois (including any successor thereto, the “Company”), and Gerald D. Putnam (the “Executive”) amends the Employment Agreement between the Company and the Executive dated as of December 19, 2001 (the “Employment Agreement”).
