EXHIBIT 99.(h)(40) NICHOLAS-APPLEGATE INSTITUTIONAL FUNDS 600 West Broadway, 30th Floor San Diego, CA 92101 January 25, 2005 UMB Fund Services, Inc. 803 West Michigan Street Milwaukee, WI 53233 RE: Schedule A to the Transfer Agency Agreement Ladies...Transfer Agency Agreement • February 3rd, 2005 • Nicholas Applegate Institutional Funds
This will confirm our agreement that Schedule A to the Transfer Agency Agreement between us dated March 14, 2003 is hereby amended. The full list of Funds covered by the Agreement shall be as set forth on Exhibit A hereto.
Exhibit 99.(d)(10) Nicholas-Applegate Institutional Funds 600 West Broadway, 30th Floor San Diego, California 92101 January 25, 2005 Nicholas-Applegate Capital Management 600 West Broadway, 29th Floor San Diego, California 92101 Ladies and Gentlemen:...Investment Advisory Agreement • February 3rd, 2005 • Nicholas Applegate Institutional Funds
Exhibit 99.(h)(37) Nicholas-Applegate Institutional Funds 600 West Broadway, 30th Floor San Diego, California 92101 January 25, 2005 Nicholas-Applegate Capital Management 600 West Broadway, 29th Floor San Diego, California 92101 Ladies and Gentlemen:...Fee Waiver Agreement • February 3rd, 2005 • Nicholas Applegate Institutional Funds
This will confirm our agreement pursuant to which Nicholas-Applegate Capital Management (the "Adviser") will waive its fees and absorb other operating expenses of the various series of the Nicholas-Applegate Institutional Funds (to the extent not paid for by directed brokerage and other offset arrangements) so that total operating expenses (excluding taxes, interest, brokerage, the expenses incurred from the creation and operation of the Mauritius entity and extraordinary expenses) do not exceed the percentages set forth on the following pages through November 30, 2005.
Exhibit 99.(h)(38) Nicholas-Applegate Institutional Funds 600 West Broadway, 30th Floor San Diego, California 92101 January 25, 2005 Nicholas-Applegate Capital Management 600 West Broadway, 29th Floor San Diego, California 92101 Ladies and Gentlemen:...Administrative Services Agreement • February 3rd, 2005 • Nicholas Applegate Institutional Funds
FUND SHARE CLASS FEE U.S. Large Cap Select Growth I 0.15% U.S. Large Cap Select Growth II 0.10% U.S. Large Cap Select Growth III 0.05% U.S. Large Cap Select Growth IV 0.00% U.S. Large Cap Select Growth R 0.15% U.S. Large Cap Value I 0.15% U.S. Large Cap Value II 0.10% U.S. Large Cap Value III 0.05% U.S. Large Cap Value IV 0.00% U.S. Large Cap Value R 0.15% U.S. Systematic SMID Growth I 0.10% U.S. Systematic SMID Growth II 0.05% U.S. Systematic SMID Growth III 0.02% U.S. Systematic SMID Growth IV 0.00% U.S. Emerging Growth I 0.12% U.S. Emerging Growth R 0.12% U.S. Mini Cap Growth I 0.12% U.S. Mini Cap Growth II 0.05% U.S. Mini Cap Growth III 0.00% U.S. High Yield Bond I 0.10% U.S. High Yield Bond II 0.05% U.S. High Yield Bond III 0.02% U.S. High Yield Bond IV 0.00% U.S. High Yield Bond R 0.10% U.S. Convertible I 0.10% U.S. Convertible II 0.05% U.S. Convertible III 0.02% U.S. Convertible IV 0.00% U.S. Small Cap Value I 0.12% U.S. Small Cap Value II 0.07% International Growth I 0.25% Inte
EXHIBIT 99.(h)(39) SIXTH AMENDMENT TO SECURITIES LENDING AGENCY AGREEMENT This Sixth Amendment to Securities Lending Agency Agreement is dated as of January 25, 2005 by and between Nicholas-Applegate Institutional Funds, an open-end investment company...Securities Lending Agency Agreement • February 3rd, 2005 • Nicholas Applegate Institutional Funds
