THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN S&W Seed Company PURCHASE WARRANT Issued to: PAULSON INVESTMENT COMPANY, INC. Exercisable to Purchase 140,000 Units of S&W SEED...S&W Seed Co • April 23rd, 2010 • Agricultural production-crops • Oregon
This is to certify that, for value received and subject to the terms and conditions set forth below, the Warrantholder (hereinafter defined) is entitled to purchase, and the Company promises and agrees to sell and issue to the Warrantholder, at any time on or after , 2011 and on or before , 2015, up to 140,000 Units (hereinafter defined) at the Exercise Price (hereinafter defined).
WARRANT AGREEMENT BETWEEN S&W SEED COMPANY AND TRANSFER ONLINE, INC.Warrant Agreement • April 23rd, 2010 • S&W Seed Co • Agricultural production-crops • Delaware
This Agreement is between S&W Seed Company, a Delaware corporation (the “Company”), and Transfer Online, Inc., an Oregon corporation (the “Warrant Agent”).
S&W Seed Company UNDERWRITING AGREEMENT dated , 2010 Paulson Investment Company, Inc.Underwriting Agreement • April 23rd, 2010 • S&W Seed Co • Agricultural production-crops • New York
References to the Prospectus in this Exhibit A include any supplements thereto at the First Closing Date and, if applicable, each Subsequent Closing Date. Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Underwriting Agreement.
