Control4 Corporation [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • New York
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Delaware
This Indemnification Agreement (“Agreement”) is made as of [ ], 2013 by and between Control4 Corporation, a Delaware corporation (the “Company”), and [ ] (“Indemnitee”).
ContractControl4 Corp • July 1st, 2013 • Electronic components & accessories
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, DISTRIBUTED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER OF THESE SECURITIES, SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM REGISTRATION.
ContractControl4 Corp • July 1st, 2013 • Electronic components & accessories • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER OF THESE SECURITIES, SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM REGISTRATION.
ADVISOR AGREEMENTAdvisor Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Utah
WHEREAS Advisor desires to resign from the Board of the Directors of the Company effective as of February 28, 2013 (“Effective Date”);
Supplier: Lite-On Electronic Company Ltd. Primary Contact:Oem Supply Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Utah
This OEM Supply Agreement: OEM Design (“Agreement”) is made as of the Effective Date identified above, by and between Control4 Corporation, a Delaware corporation with offices located at 11734 S. Election Road, Salt Lake City, Utah 84020 (“Control4”) and the supplier identified above (“Supplier”). This Agreement incorporates by reference the Terms and Conditions set forth below (including all Schedules thereto).
EMPLOYMENT AGREEMENTStock Restriction Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Utah
This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of July 28, 2003, by and between Control4 Corporation, a Delaware corporation (the “Company”), and William B. West (“Employee”).
EMPLOYMENT AGREEMENTEmployment Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Utah
This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of , 2007, by and between Control4 Corporation, a Delaware corporation (the “Company”), and Dan Strong (“Employee”).
LEASE BETWEEN WDCI, INC. A HAWAII CORPORATION AND CONTROL 4 CORPORATION, A DELAWARE CORPORATION FOR THE PREMISES LOCATED AT BROADBENT CENTENNIAL PLAZA SALT LAKE CITY, UTAH DATED: JUNE , 2004Lease • July 1st, 2013 • Control4 Corp • Electronic components & accessories
This memo shall outline the additional agreements for the lease between Control4 Corporation (“Tenant”) and WDCI, Inc. (“Landlord”) for the property located at 3612 West 1820 South, Salt Lake City, Utah.
CONTROL4 CORPORATION EIGHTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT January 21, 2011Investors’ Rights Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories • Delaware
This Eighth Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made as of the 21st day of January, 2011, by and among Control4 Corporation, a Delaware corporation (the “Company”), and the investors listed on Schedule A hereto (individually, an “Investor” and collectively, the “Investors”) and the holders of Common Stock listed on Schedule B hereto (the “Common Holders”).
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 1st, 2013 • Control4 Corp • Electronic components & accessories
THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of June 17, 2013 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation with a loan production office located at 2755 East Cottonwood Parkway, Suite 540, Salt Lake City, Utah 84121 (“Bank”), and CONTROL4 CORPORATION, a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. This Agreement amends and restates in its entirety that certain Loan and Security Agreement dated as of December 29, 2005, between Borrower and Bank, as amended by that certain Amendment to Loan and Security Agreement dated as of May 31, 2007, between Borrower and Bank, as amended by that certain Amendment to Loan and Security Agreement dated as of February 15, 2008, between Borrower and Bank, as amended by that certain Amendment to Loan and Security Agreement dated as of April 30, 2008, between Borrower and Bank, as amended by that certain Amendmen
