CLASS A WARRANT AGREEMENTClass a Warrant Agreement • October 13th, 2015 • Cerecor Inc. • Pharmaceutical preparations • New York
This Class A Warrant Agreement (“Warrant Agreement”) is made as of October [ ], 2015, by and between Cerecor Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Warrant Agent”).
CLASS B WARRANT AGREEMENTClass B Warrant Agreement • October 13th, 2015 • Cerecor Inc. • Pharmaceutical preparations • New York
This Class B Warrant Agreement (“Warrant Agreement”) is made as of October [ ], 2015, by and between Cerecor Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Warrant Agent”).
CERECOR INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2015 • Cerecor Inc. • Pharmaceutical preparations • New York
The undersigned, Cerecor Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule I hereto (the “Underwriters” and each an “Underwriter”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to issue and sell to the Underwriters an aggregate of [ ] units (the “Firm Units”), with each Firm Unit (and each Option Unit, as defined below) consisting of: (i) one share of the Company’s common stock, par value $0.001 per share (the “Common Stock”); (ii) one Class A warrant of the Company to purchase one share of Common Stock (each, a “Class A Warrant” and collectively, the “Class A Warrants”); and (iii) one Class B warrant to purchase one-half share of Common Stock (each, a “Class B Warrant” and collectively, the “Class B Warrants” which, collectively with the Class A Warrants are referred to herein as the “Warrants”).
