ContractWarrant Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAW OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER OF THESE SECURITIES, SUCH OFFER, SALE OR TRANSFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM REGISTRATION.
AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • North Carolina
This AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is entered into on , 2018, by and between Robert Lippe (“Executive”) and Liquidia Technologies, Inc., a Delaware corporation (the “Company”). Each of the Company and Executive is a “Party” and, collectively, they are the “Parties.”
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
This Indemnification Agreement (this “Agreement”) is made as of [ ] [ ], 2018, by and between Liquidia Technologies, Inc., a Delaware corporation (the “Corporation”), and [ ] (“Indemnitee”). Capitalized terms used, but not otherwise defined herein, shall have the meanings set forth in Section 1.
AMENDMENT 1 TO THE INHALED COLLABORATION AND OPTION AGREEMENTInhaled Collaboration and Option Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Amendment no. 1 to the Agreement (“Amendment”) is made effective as of the 13th day of May 2015 (“Amendment Effective Date”) by and between:
INHALED COLLABORATION AND OPTION AGREEMENTInhaled Collaboration and Option Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
ContractInhaled Collaboration and Option Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
Confidential treatment has been requested with respect to portions of this agreement as indicated by “[***]” and such confidential portions have been deleted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
MANUFACTURING DEVELOPMENT AND SCALE-UP AGREEMENTManufacturing Development and Scale-Up Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
This Manufacturing Development and Scale-up Agreement (the “Agreement”) is made as of March 19, 2012 (the “Effective Date”), between Liquidia Technologies, Inc., a Delaware corporation (“Liquidia”) having its principal place of business at Suite 100, 419 Davis Drive, Morrisville, NC 27560 and Chasm Technologies, Inc., a Massachusetts corporation (“Chasm”) with principal offices located at 85 Wagon Rd, Westwood, MA 02090.
LIQUIDIA TECHNOLOGIES, INC. SEVENTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT February 2, 2018Investors’ Rights Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
This SEVENTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (this “Agreement”) is made as of February 2, 2018 (the “Effective Date”), by and among Liquidia Technology, Inc., a Delaware corporation (the “Company”), the investors listed on Schedule A hereto (each of which is herein referred to as an “Investor”), and the holders of the Company’s Class A Voting Common Stock, $0.001 par value per share (the “Class A Common Stock”) and/or the Company’s Class B Nonvoting Common Stock, $0.001 par value per share (the “Class B Common Stock” and, together with the Class A Common Stock, the “Common Stock”) listed on Schedule B hereto (each of which is herein referred to as a “Common Holder”).
ContractManufacturing Development and Scale-Up Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
Confidential treatment has been requested with respect to portions of this agreement as indicated by “[***]” and such confidential portions have been deleted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
AMENDED AND RESTATED LICENSE AGREEMENTLicense Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • North Carolina
This LICENSE AGREEMENT is entered into as of December 15, 2008 and is hereby made effective as of December 15, 2008 (the “EFFECTIVE DATE”) by and between The University of North Carolina at Chapel Hill having an address at Campus Box 4105, 308 Bynum Hall, Chapel Hill, North Carolina, 27599-4105 (hereinafter referred to as “UNIVERSITY”) and Liquidia Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware having its principal office/place of business at 419 Davis Drive, Suite 100, Durham, NC 27713 (hereinafter referred to as “LICENSEE”).
LEASE AGREEMENTLease Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • North Carolina
The Plans and Specifications for the Additional Tenant Improvements shall be mutually approved by the parties (which approval shall not be unreasonably withheld, delayed, or conditioned). A copy of the approved Plans and Specifications for the Additional Tenant Improvements shall be initialed by each party and attached to this Lease subsequent to its execution by the parties. If, despite reasonable efforts, the parties are unable to agree on the Plans and Specifications within thirty (30) days after the Execution Date, either party may terminate this Lease by giving Landlord written notice of termination to the other.
ContractLicense Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
Confidential treatment has been requested with respect to portions of this agreement as indicated by “[***]” and such confidential portions have been deleted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Second Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of October 12, 2016 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Seventh Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of October 27, 2017 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”) and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
6th AMENDMENT TO AMENDED AND RESTATED LICENSE AGREEMENTLicense Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
6th AMENDMENT TO AMENDED AND RESTATED LICENSE AGREEMENT, (“6th Amendment”) effective as of June 10, 2016 (“Effective Date”), by and between The University of North Carolina at Chapel Hill, having an address at 100 Europa Drive, Suite 430, Chapel Hill, North Carolina 27517, (“University”), and Liquidia Technologies, Inc., a corporation existing under the laws of Delaware, and having an address at 419 Davis Drive, Suite 100, Morrisville, NC 27560 (“Licensee”).
NINTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Ninth Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of March 29, 2018 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Fourth Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of March 30, 2017 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Eighth Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of November 30, 2017 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Fifth Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of April 28, 2017 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
LIQUIDIA TECHNOLOGIES, INC. WARRANT TO PURCHASE SHARESWarrant Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • Delaware
This Warrant is issued to or its registered assigns by Liquidia Technologies, Inc., a Delaware corporation (the “Company”), pursuant to that certain Note and Warrant Purchase Agreement, dated as of January 9, 2017, as amended (the “Purchase Agreement”), which also provides for the Company’s issuance of a Convertible Promissory Note (the “Note”) to the holder (“Holder”) of this Warrant.
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Third Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of December 28, 2016 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
LIQUIDIA TECHNOLOGIES, INC. LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • North Carolina
This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of January 6, 2016, by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”) and LIQUIDIA TECHNOLOGIES, INC., a Delaware corporation (“Borrower”).
SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus
This Sixth Amendment to Loan and Security Agreement (the “Amendment”) is made and entered into as of June 14, 2017 by and between PACIFIC WESTERN BANK, a California state chartered bank (“Bank”), and LIQUIDIA TECHNOLOGIES, INC. (“Borrower”).
June 28, 2018 Trude Amick Director, Technology Department Office of Commercialization & Economic Development The University of North Carolina at Chapel Hill3rd Amendment to the 2016 Letter Agreement and Promissory Note • June 28th, 2018 • Liquidia Technologies Inc • Surgical & medical instruments & apparatus • North Carolina
