ADDEX THERAPEUTICS LTD Underwriting AgreementUnderwriting Agreement • January 6th, 2021 • Addex Therapeutics Ltd. • Pharmaceutical preparations • New York
The ADSs will be issued pursuant to the Deposit Agreement, dated January 29, 2020, by and among the Company, Citibank, N.A., as depositary (the “Depositary”), and each holder and beneficial owner of ADSs issued thereunder (the “Deposit Agreement”). References herein to the “Representative” shall be deemed to refer to Wainwright in its capacity as representative of the Underwriters. The offering consists of (i) an international placement of the European Shares to (x) qualified investors within the meaning of Article 2(1)(e) of the directive 2003/71/EC as amended (including amendments by Directive 2010/73/EU) in Europe (other than Switzerland) and (y) in Switzerland in circumstances falling within article 36 para. 1 of the Swiss Financial Services Act (FinSA) (the “European Placement”) and (ii) a public offering of ADSs to investors in the United States (the “Public Offering”).
