INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 15th, 2011 • Dividend & Income Fund, Inc. • Maryland
AGREEMENT made as of March 8, 2011, by and between Dividend and Income Fund, Inc., (formerly Chartwell Dividend and Income Fund, Inc.) a Maryland corporation (the “Fund”) and Bexil Advisers LLC, a Maryland limited liability corporation (the “Investment Manager”).
Exhibit (k)(iii)(c) - Eigth Amendment to Committed Secured Leveraging Facility Agreement April 1, 2011Dividend & Income Fund, Inc. • July 15th, 2011
Exhibit (k)(iii)(a) - Committed Secured Leveraging Facility AgreementDividend & Income Fund, Inc. • July 15th, 2011 • Massachusetts
Fee Waiver Letter BEXIL ADVISERS LLCDividend & Income Fund, Inc. • July 15th, 2011
Chartwell Dividend and Income Fund, Inc. (the “Fund”) has entered into an InvestmentManagement Agreement with Bexil Advisers LLC (the “Investment Manager”) with the same effective date as this letter agreement whereby the Investment Manager furnishes certain investment advisory and portfolio management services to the Fund.
Exhibit - (k)(iii)(b) - Sixth Amendment to Committed Secured Leveraging Facility AgreementDividend & Income Fund, Inc. • July 15th, 2011
SERVICES AGREEMENT Fund Accounting Services between DIVIDEND AND INCOME FUND, INC. and HUNTINGTON ASSETS SERVICES, INC. as of February 22, 2011Fund Accounting Agreement • July 15th, 2011 • Dividend & Income Fund, Inc. • Indiana
AGREEMENT (this “Agreement”), dated as of February 22, 2011, between Dividend and Income Fund, a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • July 15th, 2011 • Dividend & Income Fund, Inc.
THIS AMENDMENT TO CUSTODIAN AGREEMENT (the “Amendment”) is made and entered into as of April 1, 2011 by and among EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A (each a “Client”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street”).
MUTUAL FUND SECURITY AGREEMENTSecurity Agreement • July 15th, 2011 • Dividend & Income Fund, Inc. • Massachusetts
This Agreement (the "Agreement") is made this 1st day of April, 2011 by and between DIVIDEND AND INCOME FUND, INC., a Maryland corporation with its principal office at 11 Hanover Square, New York, NY 10005, (the “Borrower”) and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, with an office at 100 Huntington Avenue, Tower 1, Floor 4, Boston, Massachusetts 02116 (hereinafter referred to as the "Bank").
CUSTODIAN AGREEMENTCustody Agreement • July 15th, 2011 • Dividend & Income Fund, Inc. • Massachusetts
This Agreement is made effective the 8th day of April, 2002, by and between EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A HERETO (each a "Fund"), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company ("State Street").
AGREEMENT FOR ILLINOIS STOCK TRANSFER COMPANY SERVICESAgent Agreement • July 15th, 2011 • Dividend & Income Fund, Inc.
