August 21, 2015 Dividend and Income Fund C/o Bexil Advisors LLC New York, NY 10005 Attn: Mr. Thomas B. Winmill RE: Dividend and Income Fund – Rights Offer Dear Thomas:Dividend & Income Fund • September 28th, 2015 • New York
This will serve as the Agreement between AST Fund Solutions, LLC ("AST Fund Solutions") and Dividend and Income Fund (the "Client"), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the "Offer") for the Client.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • September 28th, 2015 • Dividend & Income Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this "Agreement") is entered into as of September 16, 2015, by and between American Stock Transfer & Trust Company, LLC (the "Subscription Agent") and Dividend and Income Fund (the "Company").
