COMMON STOCK PURCHASE WARRANT SANTA FE GOLD CORPORATIONCommon Stock Purchase Warrant • January 5th, 2011 • Santa Fe Gold CORP • Metal mining
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _________________(the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Santa Fe Gold Corporation, a Delaware corporation (the “Company”), up to ________shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
CONFIDENTIAL Mr. Pierce Carson CEO Santa Fe Gold Corporation 1128 Pennsylvania NE Suite 200 Albuquerque, NM 87110 Dear Mr. Carson:Placement Agent Agreement • January 5th, 2011 • Santa Fe Gold CORP • Metal mining • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and Santa Fe Gold Corporation (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $___ per share (the “Common Stock”) and warrants to purchase shares of Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and th
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 5th, 2011 • Santa Fe Gold CORP • Metal mining • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 29, 2010, between Santa Fe Gold Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
