SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 12th, 2014 • ALKALINE WATER Co INC • Wholesale-groceries & related products • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of ____________, 2014, between The Alkaline Water Company Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
CONFIDENTIAL Steven P. Nickolas President, Chief Executive Officer and Director The Alkaline Water Company Inc. 7730 East Greenway Road Suite 203 Scottsdale, AZ 85260 Dear Mr. Nickolas:Placement Agent Agreement • March 12th, 2014 • ALKALINE WATER Co INC • Wholesale-groceries & related products • New York
This letter (the “Agreement”) constitutes the agreement between H.C. Wainwright & Co., LLC. (“HCW” or the “Placement Agent”) and The Alkaline Water Company Inc. (the “Company”), that HCW shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the private or public placement(s) (each, a “Placement”) of one or more classes or series of registered or unregistered securities (the “Securities”) of the Company, including but not limited to an offering off the Company’s filed registration statement on Form S-1 (“S-1 Registration Statement”) pursuant to which the Company seeks to offer and sell registered Securities to investors (such Placement, the “S-1 Offering”). Each Placement may include shares of the Company’s common stock (“Common Stock”), debt, convertible debt, convertible preferred stock and warrants to purchase shares of Common Stock (any such shares of Common Stock or shares of Common Stock underlying any convertible or
CONFIDENTIALEngagement Agreement • March 12th, 2014 • ALKALINE WATER Co INC • Wholesale-groceries & related products
Steven P. Nickolas President, Chief Executive Officer and Director The Alkaline Water Company Inc. 7730 East Greenway Road Suite 203 Scottsdale, AZ 85260
