0001064015-07-000026 Sample Contracts

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN AMERITRANS CAPITAL CORPORATION, ELK ASSOCIATES FUNDING CORPORATION AND VELOCITY CAPITAL ADVISORS LLC
Investment Advisory and Management Agreement • December 5th, 2007 • Ameritrans Capital Corp • New York

Agreement made this ___________ day of ____________, 2007, by and between AMERITRANS CAPITAL CORPORATION, a Delaware corporation (the “Corporation” or the “Company”), ELK ASSOCIATES FUNDING CORPORATION, a New York corporation and the Corporation’s wholly-owned subsidiary (“Elk”; the Corporation, Elk, or any other subsidiary sometimes hereinafter referred to as a “Client” or “Clients”), licensed by the U.S. Small Business Administration as a Small Business Investment Company and [VELOCITY CAPITAL ADVISORS LLC, a Delaware limited liability company] (the “Adviser”).

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