ESCROW AGREEMENT ESCROW AGREEMENT dated ________ _, 2001, among GBI CAPITAL MANAGEMENT CORP., a Florida corporation ("GBI"), BERLINER EFFEKTENGESELLSCHAFT AG, a German corporation ("Berliner"), and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as escrow...Escrow Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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AND THE PRINCIPALSRights Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • Florida
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EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT ("Agreement"), dated as of the 8th day of February, 2001, by and between LADENBURG THALMANN & CO. INC. (the "Company"), a Delaware corporation, and VICTOR RIVAS ("Executive"). WHEREAS, Executive is currently...Employment Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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TO THEEmployment Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 21st, 2001 Company Industry
STOCK PURCHASE AGREEMENTStock Purchase Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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PLEDGE AND SECURITY AGREEMENT PLEDGE AND SECURITY AGREEMENT dated as of ________ _, 2001 between: (1) GBI Capital Management Corp., a corporation duly organized and validly existing under the laws of the State of Florida (the "Securing Party"); (2)...Pledge and Security Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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TO THEEmployment Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 21st, 2001 Company Industry
ARTICLE I THE LOANLoan Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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PROXY AND VOTING AGREEMENT, dated as of February 8, 2001 (this "Agreement"), among New Valley Corporation, a Delaware corporation ("New Valley"), Ladenburg, Thalmann Group Inc., a Delaware corporation ("LTGI"), Berliner Effektengesellschaft AG, a...Proxy and Voting Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • Florida
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by and among andStock Purchase Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledFebruary 21st, 2001 Company Industry Jurisdiction
STOCK PURCHASE AGREEMENT dated as of February 8, 2001 by and betweenStock Purchase Agreement • February 21st, 2001 • Gbi Capital Management Corp • Security & commodity brokers, dealers, exchanges & services • New York
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SENIOR CONVERTIBLE PROMISSORY NOTE $10,000,000.00 [Aggregate to Sellers] __________, 2001 FOR VALUE RECEIVED, GBI CAPITAL MANAGEMENT CORP., a Florida corporation ("Maker"), having an address at 1055 Stewart Avenue, Bethpage, New York 11714, hereby...Gbi Capital Management Corp • February 21st, 2001 • Security & commodity brokers, dealers, exchanges & services
Company FiledFebruary 21st, 2001 Industry
GBI CAPITAL MANAGEMENT CORP. 1055 Stewart Avenue Bethpage, New York 11714Gbi Capital Management Corp • February 21st, 2001 • Security & commodity brokers, dealers, exchanges & services
Company FiledFebruary 21st, 2001 IndustryThe purpose of this letter is to assure you that GBI Capital Management Corp. ("GBI") hereby irrevocably guarantees all of the payments to be made by GBI Capital Partners Inc. (formerly known as Garnes Berland Inc.) (the "Company") and all of the benefits to be provided by the Company under the Employment Agreement dated as of August 24, 1999 between you and the Company, as the same may be amended from time to time. Subject to the terms of this letter, you may demand performance by GBI under this letter upon the failure by the Company, within a reasonable time after a formal written request by you, to make such payments or to provide such benefits under the Employment Agreement.