ContractVu1 CORP • January 31st, 2013 • Communications equipment, nec • New York
Company FiledJanuary 31st, 2013 Industry JurisdictionTHIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
Vu1 CORPORATION SUBSCRIPTION AGREEMENTSubscription Agreement • January 31st, 2013 • Vu1 CORP • Communications equipment, nec • New York
Contract Type FiledJanuary 31st, 2013 Company Industry JurisdictionSubscription Agreement between Vu1 Corporation, a California corporation (the “Company”), and the undersigned (the “Subscriber”), the effective date of which shall be the date of execution by the Company.
ContractVu1 CORP • January 31st, 2013 • Communications equipment, nec • England and Wales
Company FiledJanuary 31st, 2013 Industry JurisdictionDated 20 December 2012 Vu1 CORPORATION (as the Assignor) and VENTURE CAPITAL (EUROPE) LIMITED (as the Assignee) DEED OF ASSIGNMENT OF DEBTS AND RELATED RIGHTS THIS IS AN IMPORTANT DOCUMENT AND IF YOU SIGN IT YOU WILL BE LEGALLY BOUND. WE STRONGLY RECOMMEND YOU TAKE INDEPENDENT LEGAL ADVICE BEFORE SIGNING THIS DOCUMENT EXECUTION [ ]12/20/12
Dated 12/20/2012 TAYLOR EARNSHAW LIMITED MOORS CONSULTING LIMITED VENTURE CAPITAL (EUROPE) LIMITED ERIC LEESE CHRISTOPHER WOTTON (as the Lenders) and Vu1 CORPORATION (as the Borrower) and VENTURE CAPITAL (EUROPE) LIMITED (as the Security Trustee) LOAN...Vu1 CORP • January 31st, 2013 • Communications equipment, nec • England
Company FiledJanuary 31st, 2013 Industry JurisdictionAdvance means a cash advance made or to be made to the Borrower by the Lenders in accordance with clause 5 (Drawdown) or, as the context may admit or require, the principal amount of that cash advance for the time being outstanding;