Confidential Treatment Requested by Nasdaq 2nd Amendment dated as of November 5, 2004 to the MASTER AGREEMENT dated as of February 6, 2002 among National Association of Securities Dealers, Inc. The Nasdaq Stock Market, Inc. American Stock Exchange,...Master Agreement • November 12th, 2004 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
This 2nd Amendment, dated as of November 5, 2004 (the “Effective Date”) is made by and among the National Association of Securities Dealers, Inc., a Delaware nonprofit corporation with its principal place of business located at 1735 K Street N.W., Washington, DC 20006 (“NASD”), The Nasdaq Stock Market, Inc., a Delaware corporation with its principal place of business located at One Liberty Plaza, 165 Broadway, New York, NY 10006 (“Nasdaq”), and the American Stock Exchange LLC, a Delaware limited liability corporation with its principal place of business located at 86 Trinity Place, New York, NY 10006 (“Amex”) (NASD, Nasdaq and Amex are collectively referred to herein as the “Parties” and individually as a “Party”), and for certain provisions, the American Stock Exchange Membership Corporation, a New York Type A not-for-profit corporation with its principal place of business located at 86 Trinity Place, New York, NY 10006 (“Old Amex”) and Nasdaq Financial Products Services, Inc., a Dela
