AGREEMENTExecutive Employment Agreement • April 30th, 2007 • LPL Investment Holdings Inc. • Massachusetts
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is entered into this 28th day of December, 2005, by and between C. William Maher (the “Executive”) and LPL Holdings, Inc. (the “Company”) to be effective upon the Closing (as defined below).
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 30th, 2007 • LPL Investment Holdings Inc. • Massachusetts
THIS AGREEMENT is made as of December 28, 2005 (the “Closing Date”), by and between each of BD Investment Holdings Inc. (“Holdings”), LPL Holdings, Inc., a Massachusetts corporation (“LPL”, and together with Holdings, each a “Company”), and Esther M. Stearns (the “Indemnitee”), an officer and/or director of a Company.
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of December 29, 2006 among LPL INVESTMENT HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, The Several Lenders from Time to Time Parties Hereto,Credit Agreement • April 30th, 2007 • LPL Investment Holdings Inc. • New York
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 29, 2006, among LPL INVESTMENT HOLDINGS INC., a Delaware corporation (“Holdings”), LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), the lending institutions from time to time parties hereto (each a “Lender” and, collectively, the “Lenders”), GOLDMAN SACHS CREDIT PARTNERS L.P. (“GSCP”), as Sole Lead Arranger and Sole Bookrunner, and Syndication Agent, MORGAN STANLEY SENIOR FUNDING, INC. (“MSSF”), as Administrative Agent, and MORGAN STANLEY & CO. (“MS”), as Collateral Agent.
Form of Stock Bonus Agreement Under the Fourth Amended and Restated 2000 Stock Bonus PlanStock Bonus Agreement • April 30th, 2007 • LPL Investment Holdings Inc. • Delaware
This AGREEMENT, dated as of __________, is between LPL Investment Holdings Inc. (f/k/a “BD Investment Holdings Inc.”), a Delaware corporation (“Parent”), and {__________}, Rep. #(___) (the “Registered Representative”).
LPL HOLDINGS, INC. AND EACH OF THE GUARANTORS PARTY HERETO $550 MILLION 10.75% SENIOR SUBORDINATED NOTES DUE 2015Indenture • April 30th, 2007 • LPL Investment Holdings Inc. • New York
INDENTURE dated as of December 28, 2005 between LPL Holdings, Inc., a Massachusetts corporation (the “Issuer”), Holdings (as defined herein), Initial Guarantors listed in clauses (a) through (d) of the definition of Guarantors, as guarantors (each an “Initial Guarantor”) and Wells Fargo Bank, N.A., as trustee (“Trustee”).
FIRST SUPPLEMENTAL INDENTURESupplemental Indenture • April 30th, 2007 • LPL Investment Holdings Inc. • New York
FIRST SUPPLEMENTAL INDENTURE, dated as of May 10, 2006 (this “Supplemental Indenture”), among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), BD Investment Holdings Inc., a Delaware corporation (“Holdings”), the other Guarantors party to the Indenture (as defined below) and Wells Fargo Bank, N.A., as trustee (“Trustee”). Capitalized terms, unless otherwise defined herein, shall have the same meanings as in the Indenture.
