SERVICES AGREEMENTServices Agreement • July 10th, 2007 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Massachusetts
Contract Type FiledJuly 10th, 2007 Company Industry JurisdictionTHIS SERVICES AGREEMENT (“Agreement”) is effective as of the 27th day of October, 2005, by and between (i) Linsco/Private Ledger Corp., a California corporation having its principal place of business at One Beacon Street, 22nd Floor, Boston, MA 02108 and (ii) GPA Group, Inc., a Delaware corporation having its principal place of business at One Beacon Street, 22nd Floor, Boston, MA 02108.
STOCKHOLDERS AGREEMENT AMONGShareholder Agreement • July 10th, 2007 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledJuly 10th, 2007 Company Industry JurisdictionSTOCKHOLDERS AGREEMENT dated as of December 28, 2005 among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), BD Investment Holdings Inc., a Delaware corporation (“Buyer”), Hellman & Friedman Capital Partners V, L.P. (“H&F Capital Partners”), Hellman & Friedman Capital Partners V (Parallel), L.P. (“H&F Parallel”), Hellman & Friedman Capital Associates V, L.P. (“H&F Capital Associates”) and TPG Partners IV, L.P. (“TPG”), together with their respective Permittee Transferees who sign a Joinder Agreement (as defined herein) (collectively, the “Sponsors”), Todd A. Robinson, James S. Putnam TTEE for Putnam Family Trust Dated 1-6-99 Separate Property Trust, and Lois and David H. Butterfield (the “Founders”), Lincoln Anderson, Steven Black, Stephanie L. Brown Trust, Mark S. Casady, William E. Dwyer III, Jonathan Eaton, Mark George Lopez and Christa Lynn Lopez, C. William Maher, and Esther M. Stearns (together with any other Person (as defined herein) who becomes a party hereto pu