CUSTODY, RECORDKEEPING AND ADMINISTRATIVE AGREEMENTCustody, Recordkeeping and Administrative Agreement • July 29th, 2009 • Cornercap Group of Funds /Va/ • Missouri
This agreement (the “Agreement”) is made this 30th day of October, 2006, by and among UMB Bank, n.a., a national banking association, having its principal office and place of business at 1010 Grand Boulevard, Kansas City, Missouri 64141 (“Bank”), CornerCap Investment Counsel, a Georgia corporation having its principal office and place of business at 1355 Peachtree Street N.E., Atlanta, GA 30309, CornerCap Group of Funds, a Georgia corporation, having its principal office and place of business at 1355 Peachtree Street N.E., Atlanta, GA 30309 (“Fund”) and ALPS Fund Services, Inc., a Colorado corporation, having its principal office and place of business at 1625 Broadway, Suite 2200, Denver, CO 80202 (“Agent”).
Delegation Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • July 29th, 2009 • Cornercap Group of Funds /Va/
CornerCap Group of Funds (the “Fund”) and ALPS Fund Services, Inc. (the “Transfer Agent”) are parties to an agreement dated as of August 1, 2005 (the “Agreement”) under which the Transfer Agent will perform certain transfer agency and/or recordkeeping services for the Fund. In connection with the enactment of the USA PATRIOT Act of 2001 and the regulations promulgated thereunder, (collectively, the “Patriot Act”), the Fund has requested and the Transfer Agent has agreed as follows:
