COMPROMISE AND SETTLEMENT AGREEMENTCompromise and Settlement Agreement • September 1st, 2009 • Heelys, Inc. • Footwear, (no rubber)
ON THIS DAY, Plaintiff Carl Dick has agreed with Defendants Heelys, Inc. (“Heelys”), Michael G. Staffaroni, Michael W. Hessong, Patrick F. Hamner, Roger R. Adams, Richard E. Middlekauff, Samuel B. Ligon, the estate of William R. Thomas, James T. Kindley, Jeffrey G. Peterson, Capital Southwest Corporation, Capital Southwest Venture Corporation, Bear, Stearns & Co., Inc. n/k/a J.P Morgan Securities Inc., Wachovia Capital Markets, L.L.C. n/k/a Wells Fargo Securities, LLC, J.P. Morgan Securities, Inc., and CIBC World Markets Corp (collectively, “Defendants;” Dick and Defendants are collectively the “Parties”) for the compromise and settlement of all disputes and claims between them, as follows:
