ContractCredit Agreement • December 11th, 2009 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledDecember 11th, 2009 Company Industry JurisdictionAMENDMENT No. 1, dated as of December 9, 2009 (this “Amendment”), to the Second Amended and Restated Credit Agreement, dated as of June 18, 2007 (the “Credit Agreement”), among LPL Investment Holdings, Inc., a Delaware corporation (“Holdings”), LPL Holdings, Inc., a Massachusetts corporation (the “Borrower”), the lending institutions from time to time parties thereto (the “Lenders”), Goldman Sachs Credit Partners L.P., as sole lead arranger, sole book runner and syndication agent, Morgan Stanley Senior Funding, Inc., as Administrative Agent, and Morgan Stanley & Co., as Collateral Agent. Capitalized terms used but not defined herein have the meanings provided for in the Credit Agreement.