INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 31st, 2010 • Grail Advisors ETF Trust • Delaware
INVESTMENT MANAGEMENT AGREEMENT (“AGREEMENT”), dated as of April 30, 2009 between Grail Advisors ETF Trust, a Delaware statutory trust (“Trust”), and Grail Advisors, LLC, a Delaware limited liability company (“Grail” or “Manager”).
Amendment No.3 to Distribution AgreementDistribution Agreement • August 31st, 2010 • Grail Advisors ETF Trust
This Amendment No. 3 dated August 31, 2010 to the Distribution Agreement, made March 20, 2009, as amended (the “Agreement”), by and between Grail Advisors ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“Distributor”).
AMENDED AND RESTATED SCHEDULE II TO THE CUSTODY AGREEMENT DATED MARCH 20, 2009Custody Agreement • August 31st, 2010 • Grail Advisors ETF Trust
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 31st, 2010 • Grail Advisors ETF Trust • Delaware
AGREEMENT, dated as of , 2010 by and between Grail Advisors, LLC, a Delaware limited liability company (“Manager”), and Western Asset Management Company, a California corporation (“Sub-Adviser”).
AMENDED AND RESTATED APPENDIX 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENT DATED MARCH 20, 2009Transfer Agency and Service Agreement • August 31st, 2010 • Grail Advisors ETF Trust
EXPENSE LIMITATION AGREEMENT GRAIL ADVISORS ETF TRUST GRAIL WESTERN ASSET ULTRA SHORT DURATION ETF One Ferry Building, Suite 255 San Francisco, CA 94111Expense Limitation Agreement • August 31st, 2010 • Grail Advisors ETF Trust • Delaware
Grail Western Asset Ultra Short Duration ETF (the “Fund”) is a series of Grail Advisors ETF Trust, a Delaware statutory trust (“Trust”).
AMENDED AND RESTATED APPENDIX I TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT DATED MARCH 20, 2009Fund Administration and Accounting Agreement • August 31st, 2010 • Grail Advisors ETF Trust
