SUBSCRIPTION AGREEMENTSubscription Agreement • October 12th, 2010 • Golden Minerals Co • Gold and silver ores • Colorado
THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of October 11, 2010, by and among GOLDEN MINERALS COMPANY, a Delaware corporation (the “Company”), and SENTIENT GLOBAL RESOURCES FUND III, L.P., a Cayman Islands exempted limited partnership and SGRF III PARALLEL I, L.P., a Cayman Islands exempted limited partnership (collectively, the “Buyers”).
GOLDEN MINERALS COMPANY UNDERWRITING AGREEMENTUnderwriting Agreement • October 12th, 2010 • Golden Minerals Co • Gold and silver ores • New York
Golden Minerals Company, a corporation organized and existing under the laws of Delaware (the “Company”), proposes to issue and sell, subject to the terms and conditions stated herein, to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 4,055,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). In addition, solely for the purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, the Company grants to the Underwriters the option to purchase from the Company up to an additional 608,250 shares (the “Additional Shares”) of Common Stock. The Firm Shares and any Additional Shares purchased by the Underwriters are referred to herein as the “Shares”. Canaccord Genuity Corp. (“Canaccord”) is acting as lead manager and representative for the Underwriters in connection with the offering and sale of the Shares contemplated herein (the “Offeri
