INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 30th, 2011 • Hartford Alternative Strategies Fund • Delaware
Contract Type FiledSeptember 30th, 2011 Company JurisdictionThis Agreement is made by and between Hartford Investment Financial Services, LLC, a Delaware limited liability company (the “Adviser”), and The Hartford Alternative Strategies Fund a statutory trust organized under the laws of the State of Delaware (the “Trust”).
MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • September 30th, 2011 • Hartford Alternative Strategies Fund
Contract Type FiledSeptember 30th, 2011 CompanyTHIS AGREEMENT, dated as of September 30, 2011, between The Hartford Alternative Strategies Fund (the “Company”) on behalf of the funds listed on Schedule A (each a “Fund” and collectively, the “Funds”) and Hartford Investment Financial Services, LLC (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 30th, 2011 • Hartford Alternative Strategies Fund • Delaware
Contract Type FiledSeptember 30th, 2011 Company JurisdictionThis Investment Sub-Advisory Agreement is made by and between Hartford Investment Financial Services, LLC, a Delaware limited liability company (the “Adviser”), and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
AGREEMENT AND DECLARATION OF TRUST OF THE HARTFORD ALTERNATIVE STRATEGIES FUND (a Delaware Statutory Trust) Dated as of June 8, 2011Agreement and Declaration of Trust • September 30th, 2011 • Hartford Alternative Strategies Fund • Delaware
Contract Type FiledSeptember 30th, 2011 Company JurisdictionWHEREAS, The Hartford Alternative Strategies Fund was established on June 8, 2011 with the filing of a Certificate of Trust with the Delaware Secretary of State for the purposes of carrying on the business of a management investment company;